| Date Filed | Type | Description |
| 08/18/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 08/17/2023 |
4
| Gusky Adam Samuel (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 1,000 shares
@ $13.1, valued at
$13.1k
Bought 1,814 shares
@ $12.96, valued at
$23.5k
|
|
| 08/07/2023 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 08/04/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/04/2023 |
8-K
| Quarterly results |
| 06/30/2023 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
| 06/08/2023 |
4
| Jaroslawsky Cari L (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 5 shares
@ $13.25, valued at
$66.3
Bought 415 shares
@ $13.25, valued at
$5.5k
|
|
| 06/05/2023 |
4
| Gusky Adam Samuel (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 6 shares
@ $12.8, valued at
$76.8
Bought 120 shares
@ $12.99, valued at
$1.6k
Bought 1 shares
@ $13.2, valued at
$13.2 |
|
| 05/30/2023 |
4
| Gusky Adam Samuel (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 1 shares
@ $12.9, valued at
$12.9
Bought 3 shares
@ $13.05, valued at
$39.2
Bought 137 shares
@ $13.05, valued at
$1.8k
|
|
| 05/22/2023 |
4
| Gusky Adam Samuel (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 500 shares
@ $12.81, valued at
$6.4k
Bought 571 shares
@ $12.97, valued at
$7.4k
|
|
| 05/16/2023 |
4
| PENBERTHY DANIEL P (President and CEO) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 1 shares
@ $12.99, valued at
$13
Bought 499 shares
@ $13.359, valued at
$6.7k
|
|
| 05/11/2023 |
4
| ZAK ROBERT M (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 2,000 shares
@ $13.46, valued at
$26.9k
|
|
| 05/09/2023 |
10-Q
| Quarterly Report for the period ended March 31, 2023 |
| 05/09/2023 |
8-K
| Quarterly results |
| 04/20/2023 |
8-K
| Quarterly results |
| 03/17/2023 |
ARS
| Form ARS - Annual Report to Security Holders: |
| 03/17/2023 |
DEF 14A
| Form DEF 14A - Other definitive proxy statements: |
| 03/16/2023 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
| 03/14/2023 |
4
| Gusky Adam Samuel (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 2,114 shares
@ $13.69, valued at
$28.9k
Bought 522 shares
@ $13.5, valued at
$7k
|
|
| 03/14/2023 |
4
| KAILBOURNE ERLAND E (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 1,000 shares
@ $13.68, valued at
$13.7k
|
|
| 03/10/2023 |
10-K
| Annual Report for the period ended December 31, 2022 |
| 03/10/2023 |
8-K
| Quarterly results |
| 12/07/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 12/07/2022 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
| 11/14/2022 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 11/07/2022 |
10-Q
| Quarterly Report for the period ended September 30, 2022 |
| 09/02/2022 |
4
| Gusky Adam Samuel (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 201 shares
@ $14.35, valued at
$2.9k
Bought 102 shares
@ $14.35, valued at
$1.5k
Bought 200 shares
@ $14.7, valued at
$2.9k
Bought 300 shares
@ $14.69, valued at
$4.4k
|
|
| 08/26/2022 |
4
| Gusky Adam Samuel (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 16 shares
@ $14.5, valued at
$232
Bought 30 shares
@ $14.79, valued at
$443.7
Bought 30 shares
@ $14.8, valued at
$444
Bought 65 shares
@ $14.9, valued at
$968.5 |
|
| 08/24/2022 |
4
| Gusky Adam Samuel (Director) has filed a Form 4 on RAND CAPITAL CORP|
Txns:
| Bought 102 shares
@ $14.25, valued at
$1.5k
Bought 4 shares
@ $14.25, valued at
$57
Bought 42 shares
@ $14.5, valued at
$609 |
|
| 08/15/2022 |
40-17F2
| Form 40-17F2 - Certificate of accounting of securities in custody of management investment companies [Rule 17f-2]: |
| 08/08/2022 |
10-Q
| Quarterly Report for the period ended June 30, 2022 |
| 08/04/2022 |
40-APP/A
| Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend] |
| 08/03/2022 |
40-17G
| Form 40-17G - Fidelity Bond [Rule 17G-1(g)]: |
| 06/27/2022 |
8-K
| Quarterly results |
|