Rocket


Overview
Financials
News + Filings
Key Docs
Charts
Ownership
Insiders





All
All (ex-4s)
10-K
10-Q
8-K
3,4,5
Proxy
Prospectus
Other

Tags
Inv. presentation
Quarterly results

First Foundation Inc. (FFWM) Create: Alert

All | News | Filings
Date FiledTypeDescription
08/21/2023 25 Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities:
08/16/2023 CERT Form CERT - Certification by an exchange approving securities for listing:
08/15/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "EMPLOYMENT AGREEMENT   This EMPLOYMENT AGREEMENT , by and between First Foundation Inc. , a Delaware corporation, and James Britton , is made and entered into as of August 14, 2023.   WHEREAS, First Foundation Bank is a bank chartered by the Department of Financial Protection and Innovation of the State of California and conducts a banking business; First Foundation Advisors , a California corporation, is engaged in the business of providing investment management, wealth management, and advisory services primarily to high net worth individuals; and both FFB and FFA are wholly-owned subsidiaries of the Employer, which, through its subsidiaries , provides commercial banking, investment management, wealth management, advisory services, trust services, and other financial ser...",
"CHANGE IN CONTROL SEVERANCE COMPENSATION AGREEMENT   This CHANGE IN CONTROL SEVERANCE COMPENSATION AGREEMENT , dated as of August 14, 2023 , is made by and between First Foundation Inc., a Delaware corporation , and James Britton , with reference to the following facts and circumstances:   R E C I T A L S :   A.           The Company’ s Board of Directors previously determined that it is appropriate and in the Company’ s best interests to reinforce and encourage the continued attention and dedication of key members of the management of the Company and its material subsidiaries, who include the Executive, to their assigned duties without distraction in potentially disturbing circumstances that would ar...",
"FIRST AMENDMENT TO EMPLOYMENT AGREEMENT"
08/14/2023 8-A12B Form 8-A12B - Registration of securities [Section 12(b)]:
08/10/2023 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure...
Docs: "First Foundation Inc. Announces Transfer of Common Stock Listing to the New York Stock Exchange"
08/08/2023 10-Q Quarterly Report for the period ended June 30, 2023
08/03/2023 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "First Foundation Inc. Appoints James Britton as Chief Financial Officer"
07/27/2023 8-K Investor presentation
Docs: "Copyright © 2023 First Foundation Inc. All Rights Reserved This report includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995, including forward-looking statements regarding our expectations and beliefs about our future financial performance and financial condition, as well as trends in our business and markets. Forward-looking statements often include words such as "believe," "expect," "anticipate," "intend," "plan," "estimate," "project," "outlook," or words of similar meaning, or future or conditional verbs such as "will," "would," "should," "could," or "may." The forward-looking statements in this report are based on current information and on assumptions that we make about future..."
07/27/2023 8-K Quarterly results
Docs: "FIRST FOUNDATION INC. REPORTS SECOND QUARTER 2023"
06/30/2023 8-K Submission of Matters to a Vote of Security Holders  Interactive Data
06/29/2023 8-K Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits  ...
Docs: "FIRST FOUNDATION INC. A Delaware Corporation"
06/16/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
06/12/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
06/09/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
06/08/2023 DFAN14A Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material:
06/01/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
05/31/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
05/23/2023 DFAN14A Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material:
05/18/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
05/17/2023 DEFC14A Form DEFC14A - Definitive proxy statement, contested solicitations:
05/15/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
05/15/2023 ARS Form ARS - Annual Report to Security Holders:
05/15/2023 DEFC14A Form DEFC14A - Definitive proxy statement, contested solicitations:
05/12/2023 PRRN14A Form PRRN14A - Non-management revised preliminary proxy soliciting materials, contested and otherwise:
05/09/2023 10-Q Quarterly Report for the period ended March 31, 2023
05/01/2023 PREC14A Form PREC14A - Preliminary proxy statements, contested solicitations:
04/28/2023 PRE 14A Form PRE 14A - Other preliminary proxy statements:
04/28/2023 DFAN14A Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material:
04/28/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
04/28/2023 8-K Regulation FD Disclosure, Other Events, Financial Statements and Exhibits  Interactive Data
Docs: "RECITALS",
"First Foundation Announces Litigation Settlement with Driver Management"
04/27/2023 DFAN14A Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material:
04/27/2023 8-K Quarterly results
04/27/2023 8-K Quarterly results
04/26/2023 DEFA14A Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material:
  Next >>

Rocket Data Systems, Inc. © 2019 | Contact Us | Data Disclaimer | Terms of Use | Privacy