| Date Filed | Type | Description |
| 08/23/2023 |
3
| Britton James (CFO) has filed a Form 3 on First Foundation Inc. |
| 08/21/2023 |
25
| Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities: |
| 08/16/2023 |
CERT
| Form CERT - Certification by an exchange approving securities for listing: |
| 08/15/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...|
Docs:
|
"EMPLOYMENT AGREEMENT   This EMPLOYMENT AGREEMENT , by and between First Foundation Inc. , a Delaware corporation, and James Britton , is made and entered into as of August 14, 2023.   WHEREAS, First Foundation Bank is a bank chartered by the Department of Financial Protection and Innovation of the State of California and conducts a banking business; First Foundation Advisors , a California corporation, is engaged in the business of providing investment management, wealth management, and advisory services primarily to high net worth individuals; and both FFB and FFA are wholly-owned subsidiaries of the Employer, which, through its subsidiaries , provides commercial banking, investment management, wealth management, advisory services, trust services, and other financial ser...",
"CHANGE IN CONTROL SEVERANCE COMPENSATION AGREEMENT   This CHANGE IN CONTROL SEVERANCE COMPENSATION AGREEMENT , dated as of August 14, 2023 , is made by and between First Foundation Inc., a Delaware corporation , and James Britton , with reference to the following facts and circumstances:   R E C I T A L S :   A.           The Company’ s Board of Directors previously determined that it is appropriate and in the Company’ s best interests to reinforce and encourage the continued attention and dedication of key members of the management of the Company and its material subsidiaries, who include the Executive, to their assigned duties without distraction in potentially disturbing circumstances that would ar...",
"FIRST AMENDMENT TO EMPLOYMENT AGREEMENT" |
|
| 08/14/2023 |
8-A12B
| Form 8-A12B - Registration of securities [Section 12(b)]: |
| 08/10/2023 |
8-K
| Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Regulation FD Disclosure... |
| 08/08/2023 |
10-Q
| Quarterly Report for the period ended June 30, 2023 |
| 08/03/2023 |
8-K
| Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements... |
| 07/27/2023 |
8-K
| Investor presentation|
Docs:
|
"Copyright © 2023 First Foundation Inc. All Rights Reserved This report includes forward-looking statements within the meaning of the “Safe-Harbor” provisions of the Private Securities Litigation Reform Act of 1995, including forward-looking statements regarding our expectations and beliefs about our future financial performance and financial condition, as well as trends in our business and markets. Forward-looking statements often include words such as "believe," "expect," "anticipate," "intend," "plan," "estimate," "project," "outlook," or words of similar meaning, or future or conditional verbs such as "will," "would," "should," "could," or "may." The forward-looking statements in this report are based on current information and on assumptions that we make about future..." |
|
| 07/27/2023 |
8-K
| Quarterly results |
| 06/30/2023 |
8-K
| Submission of Matters to a Vote of Security Holders Interactive Data |
| 06/29/2023 |
8-K
| Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits ... |
| 06/16/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 06/12/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 06/09/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 06/08/2023 |
DFAN14A
| Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material: |
| 06/01/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 05/31/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 05/30/2023 |
4
| Vazquez Gabriel V. (Director) has filed a Form 4 on First Foundation Inc.|
Txns:
| Granted 11,879 shares
@ $0 |
|
| 05/23/2023 |
DFAN14A
| Form DFAN14A - Additional definitive proxy soliciting materials filed by non-management and Rule 14(a)(12) material: |
| 05/18/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 05/17/2023 |
DEFC14A
| Form DEFC14A - Definitive proxy statement, contested solicitations: |
| 05/15/2023 |
DEFA14A
| Form DEFA14A - Additional definitive proxy soliciting materials and Rule 14(a)(12) material: |
| 05/15/2023 |
ARS
| Form ARS - Annual Report to Security Holders: |
| 05/15/2023 |
DEFC14A
| Form DEFC14A - Definitive proxy statement, contested solicitations: |
| 05/12/2023 |
PRRN14A
| Form PRRN14A - Non-management revised preliminary proxy soliciting materials, contested and otherwise: |
| 05/11/2023 |
4
| Lake David G. (Director) has filed a Form 4 on First Foundation Inc.|
Txns:
| Bought 2,000 shares
@ $3.99, valued at
$8k
|
|
| 05/09/2023 |
10-Q
| Quarterly Report for the period ended March 31, 2023 |
| 05/09/2023 |
4
| Lake David G. (Director) has filed a Form 4 on First Foundation Inc.|
Txns:
| Bought 2,000 shares
@ $4.19, valued at
$8.4k
|
|
| 05/08/2023 |
4
| PAGLIARINI ELIZABETH A. (Director) has filed a Form 4 on First Foundation Inc.|
Txns:
| Bought 5,610 shares
@ $4.3499, valued at
$24.4k
|
|
| 05/05/2023 |
4
| Rubin Diane M. (Director) has filed a Form 4 on First Foundation Inc.|
Txns:
| Bought 2,000 shares
@ $4.6496, valued at
$9.3k
|
|
| 05/04/2023 |
4
| SONENSHINE JACOB (Director) has filed a Form 4 on First Foundation Inc.|
Txns:
| Bought 5,000 shares
@ $3.98, valued at
$19.9k
Bought 3,000 shares
@ $4.25, valued at
$12.8k
|
|
| 05/04/2023 |
4
| Lake David G. (Director) has filed a Form 4 on First Foundation Inc.|
Txns:
| Bought 5,000 shares
@ $4.04, valued at
$20.2k
Bought 1,000 shares
@ $4.22, valued at
$4.2k
|
|
| 05/03/2023 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
|