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JAPAN SMALLER CAPITALIZATION FUND INC (JOF)
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Filings
Date Filed
Type
Description
10/10/2023
DEF 14A
Form DEF 14A - Other definitive proxy statements:
08/25/2023
3
Yi She (Assistant Treasurer) has filed a Form 3 on JAPAN SMALLER CAPITALIZATION FUND INC
08/24/2023
N-PX
Form N-PX - Annual Report of proxy voting record of management investment companies:
07/10/2023
NPORT-P
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
06/29/2023
4
Buck Rodney A (Director) has filed a Form 4 on JAPAN SMALLER CAPITALIZATION FUND INC
Txns:
Bought 9,000 shares @ $7.4165, valued at $66.7k
05/09/2023
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
05/05/2023
N-CSR
Form N-CSR - Certified Shareholder Report:
05/03/2023
N-CEN
Form N-CEN - Annual Report for Registered Investment Companies:
04/27/2023
NPORT-P
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
04/05/2023
3
Katayama Atsushi (Lead Portfolio Manager) has filed a Form 3 on JAPAN SMALLER CAPITALIZATION FUND INC
03/08/2023
SC 13G/A
LAZARD ASSET MANAGEMENT LLC reports a 12.4% stake in Japan Smaller Capitalization Fund Inc
03/08/2023
8-K
Other Events, Financial Statements and Exhibits
Docs:
"
Report of Special Committee of Independent Directors
"
02/13/2023
SC 13G/A
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
01/17/2023
NPORT-P
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
01/13/2023
SC 13G/A
Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend]
12/20/2022
8-K
Quarterly results
11/07/2022
DEF 14A
Form DEF 14A - Other definitive proxy statements:
10/28/2022
PRER14A
Form PRER14A - Preliminary Proxy Soliciting materials:
10/24/2022
NPORT-P
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
10/24/2022
N-CSRS
Form N-CSRS - Certified Shareholder Report, Semi-Annual:
09/30/2022
PRE 14A
Form PRE 14A - Other preliminary proxy statements:
09/01/2022
3
Masuda Shinichi (Vice President) has filed a Form 3 on JAPAN SMALLER CAPITALIZATION FUND INC
08/05/2022
N-PX
Form N-PX - Annual Report of proxy voting record of management investment companies:
07/14/2022
NPORT-P
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
05/05/2022
N-CSR
Form N-CSR - Certified Shareholder Report:
05/04/2022
40-17G
Form 40-17G - Fidelity Bond [Rule 17G-1(g)]:
05/02/2022
N-CEN
Form N-CEN - Annual Report for Registered Investment Companies:
04/27/2022
NPORT-P
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
02/14/2022
SC 13G/A
1607 Capital Partners, LLC reports a 16.4% stake in Japan Smaller Capitalization Fund
02/11/2022
SC 13G/A
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD reports a 14.2% stake in * Japan Smaller Capitalization Fund, Inc.
02/10/2022
SC 13G/A
LAZARD ASSET MANAGEMENT LLC reports a 12.4% stake in Japan Smaller Capitalization Fund Inc
01/19/2022
NPORT-P
Form NPORT-P - Monthly Portfolio Investments Report on Form N-PORT (Public):
12/14/2021
3
Malc Melanie Dana (Assistant Treasurer) has filed a Form 3 on JAPAN SMALLER CAPITALIZATION FUND INC
12/09/2021
SC 13G
Allspring Global Investments Holdings, LLC reports a 20.3% stake in JAPAN SMALLER CAPITALIZATION FUND INC
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