JAPAN SMALLER CAPITALIZATION FUND INC (JOF) [Rocket]

Ownership

JAPAN SMALLER CAPITALIZATION FUND INC (JOF)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Allspring Global Investments Holdings, LLC	6,365,689	-6,845	45,832,960,000	0.07		Hist	06/30/2023
1607 Capital Partners, LLC	4,883,418	-19,913	35,160,610,000	2.52		Hist	06/30/2023
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	4,499,713	-112,868	32,397,934,000	2.62		Hist	06/30/2023
Karpus Management, Inc.	882,560	118,737	6,354,432,000	0.20		Hist	06/30/2023
MORGAN STANLEY	373,303	-16,929	2,687,782,000	0.00		Hist	06/30/2023
Barry Investment Advisors, LLC	342,929	-247,554	2,222,179,000	0.70		Hist	12/31/2022
Relative Value Partners Group, LLC	193,996	-19,449	1,396,774,000	0.09		Hist	06/30/2023
Cornerstone Advisors, LLC	127,295	-218,695	916,524,000	0.04		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	99,199	-2,095	642,807,000	0.00		Hist	12/31/2022
Baird Financial Group, Inc.	84,111	3,689	605,599,000	0.00		Hist	06/30/2023
Almitas Capital LLC	79,124	-21,366	589,474,000	0.25		Hist	06/30/2023
Prospera Financial Services Inc	81,727	81,727	588,394,000	0.02		Hist	06/30/2023
Shaker Financial Services, LLC	75,633	0	522,625,000	0.23		Hist	03/31/2023
BARD ASSOCIATES INC	72,557	35,307	522,410,000	0.20		Hist	06/30/2023
Dynamic Advisor Solutions LLC	70,914	4,406	510,581,000	0.03		Hist	06/30/2023
Guild Investment Management, Inc.	69,929	-7,531	453,140,000	0.78		Hist	12/31/2022
Hudson Portfolio Management LLC	57,831	-3,066	416,383,000	0.45		Hist	06/30/2023
NOMURA ASSET MANAGEMENT CO LTD	54,139	0	389,804,000	0.00		Hist	06/30/2023
ROBERTS GLORE & CO INC /IL/	29,918	0	215,410,000	0.07		Hist	06/30/2023
CSS LLC/IL	19,240	-3,100	138,528,000	0.01		Hist	06/30/2023
Dakota Wealth Management	19,432	-5,560	125,919,000	0.01		Hist	12/31/2022
Atlas Wealth LLC	16,910	-5,289	124,458,000	0.02		Hist	06/30/2023
PNC FINANCIAL SERVICES GROUP, INC.	13,545	0	97,524,000	0.00		Hist	06/30/2023
Pekin Hardy Strauss, Inc.	10,310	-535	74,232,000	0.01		Hist	06/30/2023
HighTower Advisors, LLC	10,063	-237	72,000,000	0.00		Hist	06/30/2023
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors	11,000	0	71,280,000	0.02		Hist	12/31/2022
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	5,319	0	38,297,000	0.01		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	5,278	0	38,004,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	5,200	1,000	37,440,000			Hist	06/30/2023
BANK OF AMERICA CORP /DE/	4,100	0	29,520,000	0.00		Hist	06/30/2023
Register Financial Advisors LLC	3,604	0	25,946,000	0.02		Hist	06/30/2023
American Portfolios Advisors	4,200	4,200	24,612,000	0.00		Hist	09/30/2022
NATIONAL BANK OF CANADA /FI/	3,385	-1,615	23,830,000	0.00		Hist	09/30/2023
LAZARD ASSET MANAGEMENT LLC	3,505,260	0	22,714,000	0.03		Hist	12/31/2022
Thomas J. Herzfeld Advisors, Inc.	1,193	490	8,590,000			Hist	06/30/2023
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