BARINGS PARTICIPATION INVESTORS (MPV) [Rocket]

Ownership

BARINGS PARTICIPATION INVESTORS (MPV)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
RIVERNORTH CAPITAL MANAGEMENT, LLC	759,021	-2,670	9,798,961,000	0.49		Hist	06/30/2023
Greenwich Investment Management, Inc.	407,434	23,705	5,260,000,000	3.97		Hist	06/30/2023
TSP Capital Management Group, LLC	344,344	-11,084	4,415,448,000	1.59		Hist	03/31/2023
MORGAN STANLEY	308,893	2,982	3,987,809,000	0.00		Hist	06/30/2023
Almitas Capital LLC	272,182	124,492	3,625,464,000	1.55		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	261,278	101,298	3,373,091,000			Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	99,357	12,367	1,282,695,000	0.00		Hist	06/30/2023
BARINGS LLC	86,128	0	1,111,914,000	0.04		Hist	06/30/2023
Cetera Advisor Networks LLC	84,502	1,042	1,083,549,000	0.01		Hist	03/31/2023
UBS Group AG	76,010	3,177	981,289,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	71,526	-19,146	923,399,000	0.00		Hist	06/30/2023
Curbstone Financial Management Corp	50,616	0	679,773,000	0.17		Hist	09/30/2023
VANGUARD GROUP INC	29,200	29,200	376,972,000	0.00		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	26,756	-1,347	329,633,000	0.00		Hist	12/31/2022
MONTAG A & ASSOCIATES INC	12,519	84	161,620,000	0.01		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	6,635	0	85,658,000	0.00		Hist	06/30/2023
Stonebridge Capital Advisors LLC	5,897	0	76,130,000	0.01		Hist	06/30/2023
Spire Wealth Management	5,400	-746	69,714,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	3,658	-15,720	47,000,000	0.00		Hist	06/30/2023
Tower Research Capital LLC (TRC)	100	100	1,291,000	0.00		Hist	06/30/2023
BENJAMIN F. EDWARDS & COMPANY, INC.	32,123	1,852	415,000	0.02		Hist	06/30/2023
Ulland Investment Advisors, LLC	2,209	0	27,000	0.03		Hist	12/31/2022