NUVEEN DOW 30 DYN OVERWRITE (DIAX) [Rocket]

Ownership

NUVEEN DOW 30 DYN OVERWRITE (DIAX)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	931,841	-191,523	13,148,282,000	0.00		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	764,559	38,374	11,858,364,000	0.02		Hist	12/31/2022
UBS Group AG	798,147	22,752	11,261,854,000	0.00		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	709,958	231,967	10,017,506,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	633,777	-30,794	8,942,599,000	0.00		Hist	06/30/2023
Invesco Ltd.	567,859	83,910	8,012,491,000	0.00		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	550,708	8,689	7,770,490,000	0.06		Hist	06/30/2023
Advisors Asset Management, Inc.	388,371	5,986	5,479,915,000	0.11		Hist	06/30/2023
Shaker Financial Services, LLC	262,625	168,466	3,925,241,000	1.72		Hist	03/31/2023
WOLVERINE ASSET MANAGEMENT LLC	235,966	141,789	3,329,480,000	0.04		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	187,955	-23,280	2,915,175,000	0.00		Hist	12/31/2022
Cornerstone Advisors, LLC	194,870	194,870	2,749,616,000	0.13		Hist	06/30/2023
Thomas J. Herzfeld Advisors, Inc.	187,047	187,047	2,639,233,000			Hist	06/30/2023
STIFEL FINANCIAL CORP	178,518	-1,548	2,518,876,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	169,467	17,309	2,391,000,000	0.00		Hist	06/30/2023
LPL Financial LLC	150,592	-17,484	2,210,696,000	0.00		Hist	03/31/2023
AMERIPRISE FINANCIAL INC	156,043	-19,722	2,208,824,000	0.00		Hist	06/30/2023
SCHNIEDERS CAPITAL MANAGEMENT LLC	126,780	10,400	1,966,358,000	0.45		Hist	12/31/2022
ADVISOR GROUP HOLDINGS, INC.	117,964	1,383	1,663,858,000			Hist	06/30/2023
Private Advisor Group, LLC	107,790	1,647	1,582,360,000	0.02		Hist	03/31/2023
Integrated Wealth Concepts LLC	97,400	-5,276	1,374,314,000	0.02		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	88,888	75,860	1,254,205,000	0.00		Hist	06/30/2023
Cetera Investment Advisers	72,409	27,662	1,062,965,000	0.01		Hist	03/31/2023
Shulman DeMeo Asset Management LLC	61,900	-511	960,069,000	0.32		Hist	12/31/2022
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	58,198	35,462	821,174,000	0.11		Hist	06/30/2023
Atria Wealth Solutions, Inc.	50,605	-10,970	728,615,000	0.01		Hist	06/30/2023
AQR Arbitrage LLC	47,388	47,388	668,645,000	0.03		Hist	06/30/2023
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	45,953	-135	648,397,000	0.06		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	43,585	6,898	627,492,000	0.01		Hist	06/30/2023
Institute for Wealth Management, LLC.	32,519	0	504,370,000	0.11		Hist	12/31/2022
Cetera Advisor Networks LLC	33,748	-177	495,424,000	0.00		Hist	03/31/2023
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	33,578	-798	473,784,000	0.00		Hist	06/30/2023
DFPG INVESTMENTS, LLC	28,625	28,625	451,703,000	0.07		Hist	12/31/2022
Kingsview Wealth Management, LLC	31,766	-500	448,224,000	0.02		Hist	06/30/2023
TRUIST FINANCIAL CORP	21,378	-2,480	331,579,000	0.00		Hist	12/31/2022
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