NEUBERGER BERMAN RE ES SEC F (NRO) [Rocket]

Ownership

NEUBERGER BERMAN RE ES SEC F (NRO)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	1,280,938	170,955	3,894,051,000	0.00		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	475,745	196,224	1,446,264,000	0.02		Hist	06/30/2023
LPL Financial LLC	350,612	142,293	1,079,886,000	0.00		Hist	03/31/2023
RPO LLC	353,991	353,991	1,076,133,000	1.07		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	266,010	29,105	808,671,000			Hist	06/30/2023
AE Wealth Management LLC	243,431	243,431	740,030,000	0.00		Hist	06/30/2023
Cornerstone Advisors, LLC	202,697	202,697	616,199,000	0.03		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	134,674	-24,233	409,408,000	0.00		Hist	06/30/2023
Advisors Asset Management, Inc.	125,301	-140,237	380,915,000	0.01		Hist	06/30/2023
BOOTHBAY FUND MANAGEMENT, LLC	114,300	114,300	347,472,000	0.01		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	102,028	-2,609	310,163,000	0.00		Hist	06/30/2023
Shaker Financial Services, LLC	96,135	96,135	296,096,000	0.13		Hist	03/31/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	95,635	44,278	290,730,000	0.04		Hist	06/30/2023
Walleye Capital LLC	94,109	72,418	286,091,000	0.00		Hist	06/30/2023
Quarry LP	85,366	55,166	259,513,000	0.08		Hist	06/30/2023
CLOUGH CAPITAL PARTNERS L P	85,366	55,166	259,513,000	0.03		Hist	06/30/2023
Atria Wealth Solutions, Inc.	67,122	-11,823	204,059,000	0.00		Hist	06/30/2023
NewEdge Advisors, LLC	59,122	100	179,731,000	0.00		Hist	06/30/2023
Cetera Advisors LLC	57,658	11,781	177,586,000	0.00		Hist	03/31/2023
Yakira Capital Management, Inc.	57,400	0	174,496,000	0.05		Hist	06/30/2023
ROYAL BANK OF CANADA	55,203	9,026	168,000,000	0.00		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	51,785	-8,726	162,087,000	0.00		Hist	12/31/2022
Parcion Private Wealth LLC	45,600	0	140,448,000	0.01		Hist	03/31/2023
Raymond James Financial Services Advisors, Inc.	44,138	29,200	138,152,000	0.00		Hist	12/31/2022
Neuberger Berman Group LLC	38,500	0	117,040,000	0.00		Hist	06/30/2023
SeaCrest Wealth Management, LLC	38,268	26,577	116,335,000	0.01		Hist	06/30/2023
Private Advisor Group, LLC	37,185	2,469	114,531,000	0.00		Hist	03/31/2023
CITADEL ADVISORS LLC	36,053	-120,481	109,601,000	0.00		Hist	06/30/2023
UBS Group AG	35,560	-13,713	108,103,000	0.00		Hist	06/30/2023
JPMORGAN CHASE & CO	32,312	32,312	98,228,000	0.00		Hist	06/30/2023
E&G Advisors, LP	28,000	-9,500	87,640,000	0.03		Hist	12/31/2022
Mid-American Wealth Advisory Group, Inc.	31,020	-275,687	85,305,000	0.07		Hist	09/30/2023
Live Oak Private Wealth LLC	27,105	0	82,399,000	0.02		Hist	06/30/2023
NORTH STAR ASSET MANAGEMENT INC	23,570	-4,313	71,653,000	0.00		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	22,554	-180	68,565,000	0.00		Hist	06/30/2023
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