Neuberger Berman MLP & Energy Income Fund Inc. (NML) [Rocket]

Ownership

Neuberger Berman MLP & Energy Income Fund Inc. (NML)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	7,776,632	-713,982	53,386,579,000	4.32		Hist	06/30/2023
MORGAN STANLEY	6,385,890	-144,953	43,934,923,000	0.00		Hist	06/30/2023
Saba Capital Management, L.P.	5,463,481	-143,543	37,588,749,000	0.98		Hist	06/30/2023
PRIVATE MANAGEMENT GROUP INC	2,608,149	-47,607	17,944,065,000	0.76		Hist	06/30/2023
Advisors Asset Management, Inc.	1,145,905	-174,043	7,883,826,000	0.16		Hist	06/30/2023
D. E. Shaw & Co., Inc.	1,141,076	1,141,076	7,850,603,000	0.01		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	1,079,424	225,891	7,426,439,000	0.00		Hist	06/30/2023
Relative Value Partners Group, LLC	368,677	-19,889	2,536,497,000	0.16		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	340,615	-6,725	2,364,070,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	341,758	39,550	2,351,293,000	0.00		Hist	06/30/2023
STIFEL FINANCIAL CORP	330,791	-2,971	2,275,847,000	0.00		Hist	06/30/2023
LPL Financial LLC	267,657	252,135	1,758,508,000	0.00		Hist	03/31/2023
Atlas Wealth LLC	220,508	-45,476	1,499,454,000	0.28		Hist	06/30/2023
Logan Stone Capital, LLC	164,781	-76,351	1,133,693,000	0.38		Hist	06/30/2023
Quantedge Capital Pte Ltd	148,861	11,200	1,024,164,000	0.46		Hist	06/30/2023
UBS Group AG	137,405	1,358	945,347,000	0.00		Hist	06/30/2023
OPPENHEIMER & CO INC	141,620	14,750	930,443,000	0.02		Hist	03/31/2023
OPTIMUM INVESTMENT ADVISORS	133,650	39,150	919,512,000	0.45		Hist	06/30/2023
Michelson Medical Research Foundation, Inc.	115,872	115,872	797,199,000	0.57		Hist	06/30/2023
STALEY CAPITAL ADVISERS INC	115,000	-12,000	791,200,000	0.04		Hist	06/30/2023
KAYNE ANDERSON CAPITAL ADVISORS LP	97,447	0	648,997,000	0.02		Hist	12/31/2022
ADVISOR GROUP HOLDINGS, INC.	91,137	5,990	627,161,000			Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	77,868	30,352	518,598,000	0.00		Hist	12/31/2022
PFG Advisors	60,472	0	416,049,000	0.03		Hist	06/30/2023
Cornerstone Wealth Management, LLC	58,513	8,178	402,569,000	0.04		Hist	06/30/2023
HighTower Advisors, LLC	48,088	-44,631	330,000,000	0.00		Hist	06/30/2023
TRUIST FINANCIAL CORP	44,388	-9,921	295,624,000	0.00		Hist	12/31/2022
Antonetti Capital Management LLC	34,700	1,300	231,102,000	0.32		Hist	12/31/2022
Aveo Capital Partners, LLC	32,223	251	221,695,000	0.03		Hist	06/30/2023
ROYAL BANK OF CANADA	28,580	2,148	197,000,000	0.00		Hist	06/30/2023
Corient Private Wealth LLC	25,000	25,000	172,000,000	0.00		Hist	06/30/2023
Matisse Capital	22,800	0	151,848,000			Hist	12/31/2022
First National Bank of Mount Dora, Trust Investment Services	21,400	0	147,232,000	0.04		Hist	09/30/2023
ENVESTNET ASSET MANAGEMENT INC	20,488	4,916	140,957,000	0.00		Hist	06/30/2023
Aristides Capital LLC	20,456	0	140,737,000	0.06		Hist	06/30/2023
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