FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT) [Rocket]

Ownership

FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	1,660,568	1,028,814	16,439,623,000	0.00		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	1,098,930	-18,335	10,879,410,000	0.00		Hist	06/30/2023
LPL Financial LLC	1,038,834	60,957	10,336,394,000	0.01		Hist	03/31/2023
Edgemoor Investment Advisors, Inc.	792,435	-12,730	7,845,116,000	0.89		Hist	06/30/2023
1607 Capital Partners, LLC	631,315	0	6,250,018,000	0.45		Hist	06/30/2023
Invesco Ltd.	570,585	-29,195	5,648,791,000	0.00		Hist	06/30/2023
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	496,941	496,941	4,927,170,000	0.40		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	467,270	-46,273	4,625,974,000	0.04		Hist	06/30/2023
Relative Value Partners Group, LLC	433,841	92,856	4,295,024,000	0.28		Hist	06/30/2023
Advisors Asset Management, Inc.	279,444	59,968	2,766,496,000	0.06		Hist	06/30/2023
UBS Group AG	216,251	-21,997	2,140,885,000	0.00		Hist	06/30/2023
Logan Stone Capital, LLC	208,386	208,386	2,063,021,000	0.70		Hist	06/30/2023
TFG Advisers LLC	186,835	-12,898	1,849,671,000	0.84		Hist	06/30/2023
Wagner Wealth Management, LLC	183,992	-9,384	1,821,517,000	0.70		Hist	06/30/2023
ROYAL BANK OF CANADA	175,106	2,732	1,734,000,000	0.00		Hist	06/30/2023
JONES ROAD CAPITAL MANAGEMENT, L.P.	165,000	0	1,633,500,000	1.14		Hist	06/30/2023
AQR Arbitrage LLC	147,032	106,661	1,455,617,000	0.06		Hist	06/30/2023
Shaker Financial Services, LLC	141,517	104,841	1,408,095,000	0.62		Hist	03/31/2023
STIFEL FINANCIAL CORP	111,226	-4,059	1,101,139,000	0.00		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	99,424	10,511	984,298,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	88,737	-61,189	878,552,000			Hist	06/30/2023
WELLS FARGO & COMPANY/MN	75,688	11,898	749,309,000	0.00		Hist	06/30/2023
EVOKE WEALTH, LLC	74,975	0	742,249,000	0.03		Hist	06/30/2023
Matisse Capital	74,274	0	707,831,000			Hist	12/31/2022
CLOUGH CAPITAL PARTNERS L P	66,200	66,200	655,380,000	0.07		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	60,553	-25,058	577,070,000	0.00		Hist	12/31/2022
SHUFRO ROSE & CO LLC	53,100	32,000	506,043,000	0.04		Hist	12/31/2022
Rockefeller Capital Management L.P.	44,938	-970	444,893,000	0.00		Hist	06/30/2023
Virtus ETF Advisers LLC	36,940	-4,818	365,706,000	0.22		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	34,961	2,808	346,116,000	0.01		Hist	06/30/2023
AEGON USA Investment Management, LLC	30,017	3,000	298,669,000			Hist	03/31/2023
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC	28,630	28,630	283,437,000	0.16		Hist	06/30/2023
American Portfolios Advisors	27,038	27,038	270,110,000	0.01		Hist	09/30/2022
TRUIST FINANCIAL CORP	26,627	-1,173	253,755,000	0.00		Hist	12/31/2022
Cetera Investment Advisers	25,026	13,485	249,009,000	0.00		Hist	03/31/2023
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