CATHAY GENERAL BANCORP (CATY) [Rocket]

Ownership

CATHAY GENERAL BANCORP (CATY)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
BlackRock Inc.	9,016,193	267,075	290,231,265,000	0.01	12.43	Hist	06/30/2023
VANGUARD GROUP INC	7,309,300	40,827	235,286,368,000	0.01	10.08	Hist	06/30/2023
DIMENSIONAL FUND ADVISORS LP	3,581,772	-7,171	115,299,455,000	0.04	4.94	Hist	06/30/2023
STATE STREET CORP	3,143,193	42,760	101,179,383,000	0.01	4.33	Hist	06/30/2023
MASSACHUSETTS FINANCIAL SERVICES CO /MA/	1,578,601	82,058	50,815,166,000	0.02	2.18	Hist	06/30/2023
GEODE CAPITAL MANAGEMENT, LLC	1,495,308	53,433	48,133,974,000	0.01	2.06	Hist	06/30/2023
PRINCIPAL FINANCIAL GROUP INC	1,415,551	45,290	45,567,137,000	0.03	1.95	Hist	06/30/2023
Invesco Ltd.	1,298,381	76,368	41,794,885,000	0.01	1.79	Hist	06/30/2023
NORTHERN TRUST CORP	1,158,332	12,093	37,286,707,000	0.01	1.60	Hist	06/30/2023
Bank of New York Mellon Corp	959,481	-27,287	30,885,684,000	0.01	1.32	Hist	06/30/2023
Nuveen Asset Management, LLC	894,522	59,460	28,794,663,000			Hist	06/30/2023
AMERIPRISE FINANCIAL INC	707,128	-3,425	22,762,451,000	0.01	0.97	Hist	06/30/2023
AMERICAN CENTURY COMPANIES INC	655,417	61,500	21,097,873,000	0.02	0.90	Hist	06/30/2023
FIRST TRUST ADVISORS LP	644,178	126,943	20,736,089,000	0.02	0.89	Hist	06/30/2023
MORGAN STANLEY	563,816	-16,632	18,149,321,000	0.00	0.78	Hist	06/30/2023
GOLDMAN SACHS GROUP INC	523,670	-91,480	18,077,104,000	0.00	0.72	Hist	03/31/2023
FMR LLC	552,059	-405,090	17,770,773,000	0.00	0.76	Hist	06/30/2023
Holocene Advisors, LP	529,053	223,569	17,030,216,000	0.07	0.73	Hist	06/30/2023
Ceredex Value Advisors LLC	322,294	-28,507	13,146,372,000	0.20	0.43	Hist	12/31/2022
GLENMEDE TRUST CO NA	316,026	7,637	10,850,212,000	0.06	0.44	Hist	06/30/2023
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC	328,535	88,760	10,575,542,000	0.04	0.45	Hist	06/30/2023
AQR CAPITAL MANAGEMENT LLC	318,564	-206,179	10,254,562,000	0.02	0.44	Hist	06/30/2023
JPMORGAN CHASE & CO	286,420	-64,596	9,219,860,000	0.00	0.39	Hist	06/30/2023
RHUMBLINE ADVISERS	278,927	-4,519	8,978,660,000	0.01	0.38	Hist	06/30/2023
BANK OF AMERICA CORP /DE/	236,087	-17,423	7,599,651,000	0.00	0.33	Hist	06/30/2023
ALLIANCEBERNSTEIN L.P.	235,914	-4,504	7,594,072,000	0.00	0.33	Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	171,578	-1,716	6,998,667,000	0.01	0.23	Hist	12/31/2022
WELLS FARGO & COMPANY/MN	193,056	6,444	6,214,482,000	0.00	0.27	Hist	06/30/2023
NATIONAL BANK OF CANADA /FI/	177,000	177,000	6,064,020,000	0.01	0.24	Hist	09/30/2023
Cambria Investment Management, L.P.	182,528	-5,888	5,875,576,000	0.49	0.25	Hist	06/30/2023
Brandywine Global Investment Management, LLC	179,522	121	5,778,813,000	0.05	0.25	Hist	06/30/2023
CONGRESS ASSET MANAGEMENT CO /MA	159,880	7,220	5,146,536,000	0.04	0.22	Hist	06/30/2023
NORDEA INVESTMENT MANAGEMENT AB	156,800	-28,214	5,106,976,000	0.01	0.22	Hist	06/30/2023
Swiss National Bank	149,700	-2,900	4,818,843,000	0.00	0.21	Hist	06/30/2023
AMERICAN INTERNATIONAL GROUP, INC.	142,250	-2,934	4,579,028,000	0.03	0.20	Hist	06/30/2023
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