FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) [Rocket]

Ownership

FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	6,182,191	-195,279	70,724,275,000	0.01		Hist	06/30/2023
Bramshill Investments, LLC	1,106,966	101,791	12,663,691,000	1.15		Hist	06/30/2023
Invesco Ltd.	407,970	-27,781	4,667,177,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	358,991	11,289	4,106,870,000			Hist	06/30/2023
AMERIPRISE FINANCIAL INC	350,348	7,099	4,009,119,000	0.00		Hist	06/30/2023
UBS Group AG	302,724	3,337	3,463,162,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	223,772	11,806	2,560,000,000	0.00		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	200,695	36,305	2,298,009,000	0.00		Hist	12/31/2022
Shaker Financial Services, LLC	161,107	26,096	1,828,565,000	0.80		Hist	03/31/2023
GUGGENHEIM CAPITAL LLC	159,103	-19,619	1,820,138,000	0.01		Hist	06/30/2023
KINGSWOOD WEALTH ADVISORS, LLC	133,908	133,908	1,531,907,000	0.49		Hist	06/30/2023
Camelot Portfolios, LLC	117,298	6,389	1,343,060,000	0.99		Hist	12/31/2022
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	87,240	-83,602	998,898,000	0.08		Hist	06/30/2023
LPL Financial LLC	87,867	-7,718	997,295,000	0.00		Hist	03/31/2023
Americana Partners, LLC	87,772	87,772	996,212,000	0.16		Hist	03/31/2023
WELLS FARGO & COMPANY/MN	81,614	-45,881	933,654,000	0.00		Hist	06/30/2023
Sowell Financial Services LLC	71,400	0	817,000,000	0.05		Hist	06/30/2023
STIFEL FINANCIAL CORP	67,643	1,725	773,803,000	0.00		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	59,115	-214,297	676,876,000	0.00		Hist	12/31/2022
NewEdge Advisors, LLC	50,519	875	577,941,000	0.01		Hist	06/30/2023
OPPENHEIMER & CO INC	33,170	771	376,480,000	0.01		Hist	03/31/2023
AQR Arbitrage LLC	29,334	-13,540	335,581,000	0.01		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	21,525	1,075	246,247,000	0.00		Hist	06/30/2023
Capital Investment Advisors, LLC	21,521	-1,125	246,203,000	0.01		Hist	06/30/2023
Founders Financial Alliance, LLC	18,546	4,029	212,165,000	0.08		Hist	06/30/2023
Royal Capital Wealth Management, LLC	18,140	-536	207,526,000	0.20		Hist	06/30/2023
SeaCrest Wealth Management, LLC	17,714	17,714	202,648,000	0.03		Hist	06/30/2023
Mariner, LLC	17,468	-3,237	199,834,000	0.00		Hist	06/30/2023
Cetera Investment Advisers	17,430	3,311	197,827,000	0.00		Hist	03/31/2023
B. Riley Wealth Advisors, Inc.	15,693	-2,063	179,528,000	0.00		Hist	06/30/2023
HARBOUR INVESTMENTS, INC.	14,411	-3,043	165,006,000	0.01		Hist	12/31/2022
Greytown Advisors Inc.	10,175	0	150,688,000	0.08		Hist	06/30/2023
WHITTIER TRUST CO	12,956	0	148,345,000	0.00		Hist	12/31/2022
Pinnacle Wealth Planning Services, Inc.	12,417	12,417	142,050,000	0.02		Hist	06/30/2023
Uncommon Cents Investing LLC	10,775	50	123,374,000	0.05		Hist	12/31/2022
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