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LPL Financial LLC
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 9,211,960 | 273,367 | 548,203,737,000 | 16,893,773,000 | $59,510.00 |
| 12/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 8,938,593 | 2,532,460 | 531,309,964,000 | 530,929,952,000 | $59,440.00 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 6,406,133 | 2,439,339 | 380,012,000 | 144,464,000 | $59.32 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,966,794 | 1,184,076 | 235,548,000 | 69,893,000 | $59.38 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,782,718 | 451,883 | 165,655,000 | 26,271,000 | $59.53 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,330,835 | -188,646 | 139,384,000 | -11,646,000 | $59.80 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,519,481 | 117,548 | 151,030,000 | 7,058,000 | $59.94 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,401,933 | -33,977 | 143,972,000 | -2,280,000 | $59.94 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,435,910 | -164,419 | 146,252,000 | -9,820,000 | $60.04 |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,600,329 | 478,531 | 156,072,000 | 28,785,000 | $60.02 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,121,798 | 521,040 | 127,287,000 | 32,794,000 | $59.99 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,600,758 | -348,009 | 94,493,000 | -22,608,000 | $59.03 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,948,767 | 96,732 | 117,101,000 | 5,849,000 | $60.09 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,852,035 | 157,418 | 111,252,000 | 9,490,000 | $60.07 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,694,617 | -80,559 | 101,762,000 | -4,713,000 | $60.05 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,775,176 | 265,542 | 106,475,000 | 16,123,000 | $59.98 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,509,634 | 517,142 | 90,352,000 | 30,783,000 | $59.85 |
| 09/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 992,492 | 220,701 | 59,569,000 | 13,269,000 | $60.02 |
| 06/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 771,791 | 222,647 | 46,300,000 | 13,373,000 | $59.99 |
| 03/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 549,144 | 115,619 | 32,927,000 | 6,924,000 | $59.96 |
| 12/31/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 433,525 | 50,195 | 26,003,000 | 3,003,000 | $59.98 |
| 09/30/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 383,330 | 383,330 | 23,000,000 | 23,000,000 | $60.00 |
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