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Advisors Asset Management, Inc.
> NMR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | NOMURA HOLDINGS INC | NMR | 55,231 | -18,482 | 211,535,000 | -68,574,000 | $3,830.00 |
| 03/31/2023 | NOMURA HOLDINGS INC | NMR | 73,713 | -34,316 | 280,109,000 | 279,753,000 | $3,799.99 |
| 09/30/2022 | NOMURA HOLDINGS INC | NMR | 108,029 | 3,767 | 356,000 | -17,000 | $3.30 |
| 06/30/2022 | NOMURA HOLDINGS INC | NMR | 104,262 | 17,244 | 373,000 | 6,000 | $3.58 |
| 03/31/2022 | NOMURA HOLDINGS INC | NMR | 87,018 | 18,832 | 367,000 | 72,000 | $4.22 |
| 12/31/2021 | NOMURA HOLDINGS INC | NMR | 68,186 | 13,421 | 295,000 | 24,000 | $4.33 |
| 09/30/2021 | NOMURA HOLDINGS INC | NMR | 54,765 | 54,765 | 271,000 | 271,000 | $4.95 |
| 06/30/2021 | NOMURA HOLDINGS INC | NMR | 0 | -11,894 | 0 | -64,000 | |
| 03/31/2021 | NOMURA HOLDINGS INC | NMR | 11,894 | -3,169 | 64,000 | -16,000 | $5.38 |
| 12/31/2020 | NOMURA HOLDINGS INC | NMR | 15,063 | -884 | 80,000 | 7,000 | $5.31 |
| 09/30/2020 | NOMURA HOLDINGS INC | NMR | 15,947 | -373 | 73,000 | 1,000 | $4.58 |
| 06/30/2020 | NOMURA HOLDINGS INC | NMR | 16,320 | 517 | 72,000 | 5,000 | $4.41 |
| 03/31/2020 | NOMURA HOLDINGS INC | NMR | 15,803 | 12,577 | 67,000 | 47,000 | $4.24 |
| 09/30/2009 | NOMURA HOLDINGS INC | NMR | 3,226 | -291 | 20,000 | -10,000 | $6.20 |
| 06/30/2009 | NOMURA HOLDINGS INC | NMR | 3,517 | -685 | 30,000 | -51,000 | $8.53 |
| 03/31/2009 | NOMURA HOLDINGS INC | NMR | 4,202 | -3,882 | 21,000 | -47,000 | $5.00 |
| 12/31/2008 | NOMURA HOLDINGS INC | NMR | 8,084 | -3,951 | 68,000 | -89,000 | $8.41 |
| 09/30/2008 | NOMURA HOLDINGS INC | NMR | 12,035 | 12,035 | 157,000 | 157,000 | $13.05 |
| 06/30/2008 | NOMURA HOLDINGS INC | NMR | 13,974 | 13,974 | 206,000 | 206,000 | $14.74 |
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