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NORTHERN TRUST CORP
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 6,851,425 | -90,884 | 1,685,793,121,000 | 97,115,129,000 | $246,050.00 |
| 03/31/2023 | CATERPILLAR INC | CAT | 6,942,309 | -140,229 | 1,588,677,992,000 | 1,587,515,890,000 | $228,840.00 |
| 09/30/2022 | CATERPILLAR INC | CAT | 7,082,538 | -100,575 | 1,162,102,000 | -121,951,000 | $164.08 |
| 06/30/2022 | CATERPILLAR INC | CAT | 7,183,113 | -175,147 | 1,284,053,000 | -355,515,000 | $178.76 |
| 03/31/2022 | CATERPILLAR INC | CAT | 7,358,260 | -75,453 | 1,639,568,000 | 102,723,000 | $222.82 |
| 12/31/2021 | CATERPILLAR INC | CAT | 7,433,713 | -96,424 | 1,536,845,000 | 91,285,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 7,530,137 | 1,026,426 | 1,445,560,000 | 30,157,000 | $191.97 |
| 06/30/2021 | CATERPILLAR INC | CAT | 6,503,711 | -192,746 | 1,415,403,000 | 196,514,000 | $217.63 |
| 12/31/2020 | CATERPILLAR INC | CAT | 6,696,457 | -56,883 | 1,218,889,000 | 211,627,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 6,753,340 | -32,967 | 1,007,262,000 | 219,778,000 | $149.15 |
| 03/31/2020 | CATERPILLAR INC | CAT | 6,786,307 | -56,117 | 787,484,000 | -223,005,000 | $116.04 |
| 12/31/2019 | CATERPILLAR INC | CAT | 6,842,424 | -116,979 | 1,010,489,000 | 131,447,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 6,959,403 | -338,903 | 879,042,000 | -115,644,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 7,298,306 | -71,522 | 994,686,000 | -3,851,000 | $136.29 |
| 03/31/2019 | CATERPILLAR INC | CAT | 7,369,828 | -9,198 | 998,537,000 | 60,885,000 | $135.49 |
| 12/31/2018 | CATERPILLAR INC | CAT | 7,379,026 | 134,479 | 937,652,000 | -167,068,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 7,244,547 | -93,392 | 1,104,720,000 | 109,183,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 7,337,939 | -76,408 | 995,537,000 | -97,190,000 | $135.67 |
| 03/31/2018 | CATERPILLAR INC | CAT | 7,414,347 | -42,722 | 1,092,727,000 | -82,358,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 7,457,069 | -73,655 | 1,175,085,000 | 235,928,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 7,530,724 | 341,017 | 939,157,000 | 166,552,000 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 7,189,707 | -48,020 | 772,605,000 | 101,233,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 7,237,727 | 7,237,727 | 671,372,000 | 671,372,000 | $92.76 |
| 09/30/2009 | CATERPILLAR INC | CAT | 0 | -2,204,029 | 0 | -120,808,000 | |
| 03/31/2009 | CATERPILLAR INC | CAT | 0 | -2,204,029 | 0 | -120,808,000 | |
| 09/30/1999 | CATERPILLAR INC | CAT | 2,204,029 | -19,123 | 120,808,000 | -12,583,000 | $54.81 |
| 06/30/1999 | CATERPILLAR INC | CAT | 2,223,152 | 76,396 | 133,391,000 | 34,777,000 | $60.00 |
| 03/31/1999 | CATERPILLAR INC | CAT | 2,146,756 | 2,146,756 | 98,614,000 | 98,614,000 | $45.94 |
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