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UBS Group AG
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | CATERPILLAR INC | CAT | 1,668,854 | 210,741 | 410,621,527,000 | 76,946,948,000 | $246,050.00 |
| 03/31/2023 | CATERPILLAR INC | CAT | 1,458,113 | -1,475 | 333,674,579,000 | -15,984,322,000 | $228,840.00 |
| 12/31/2022 | CATERPILLAR INC | CAT | 1,459,588 | 485,986 | 349,658,901,000 | 349,499,153,000 | $239,560.00 |
| 09/30/2022 | CATERPILLAR INC | CAT | 973,602 | -462,201 | 159,748,000 | -96,917,000 | $164.08 |
| 06/30/2022 | CATERPILLAR INC | CAT | 1,435,803 | 521,385 | 256,665,000 | 52,914,000 | $178.76 |
| 03/31/2022 | CATERPILLAR INC | CAT | 914,418 | -446,636 | 203,751,000 | -77,633,000 | $222.82 |
| 12/31/2021 | CATERPILLAR INC | CAT | 1,361,054 | 332,173 | 281,384,000 | 83,870,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 1,028,881 | -153,342 | 197,514,000 | -59,773,000 | $191.97 |
| 06/30/2021 | CATERPILLAR INC | CAT | 1,182,223 | -1,351,842 | 257,287,000 | -203,963,000 | $217.63 |
| 12/31/2020 | CATERPILLAR INC | CAT | 2,534,065 | 627,246 | 461,250,000 | 176,848,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 1,906,819 | 725,477 | 284,402,000 | 134,962,000 | $149.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 1,181,342 | -531,554 | 149,440,000 | -49,325,000 | $126.50 |
| 03/31/2020 | CATERPILLAR INC | CAT | 1,712,896 | 735,081 | 198,765,000 | 54,361,000 | $116.04 |
| 12/31/2019 | CATERPILLAR INC | CAT | 977,815 | -268,137 | 144,404,000 | -12,972,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 1,245,952 | 29,402 | 157,376,000 | -8,429,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 1,216,550 | -233,504 | 165,805,000 | -30,663,000 | $136.29 |
| 03/31/2019 | CATERPILLAR INC | CAT | 1,450,054 | -99,975 | 196,468,000 | -494,000 | $135.49 |
| 12/31/2018 | CATERPILLAR INC | CAT | 1,550,029 | 180,027 | 196,962,000 | -11,950,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 1,370,002 | 36,574 | 208,912,000 | 28,006,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 1,333,428 | 111,688 | 180,906,000 | -11,616,000 | $135.67 |
| 12/31/2017 | CATERPILLAR INC | CAT | 1,221,740 | 419,664 | 192,522,000 | 92,495,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 802,076 | -527,870 | 100,027,000 | -42,889,000 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 1,329,946 | 415,444 | 142,916,000 | 58,086,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 914,502 | 902,993 | 84,830,000 | 83,763,000 | $92.76 |
| 12/31/2016 | CATERPILLAR INC | CAT | 11,509 | -9,385 | 1,067,000 | -788,000 | $92.71 |
| 09/30/2016 | CATERPILLAR INC | CAT | 20,894 | 20,894 | 1,855,000 | 1,855,000 | $88.78 |
| 06/30/2016 | CATERPILLAR INC | CAT | 1,088,477 | 54,631 | 82,517,000 | 3,386,000 | $75.81 |
| 03/31/2016 | CATERPILLAR INC | CAT | 1,033,846 | 226,708 | 79,131,000 | 26,376,000 | $76.54 |
| 12/31/2015 | CATERPILLAR INC | CAT | 81,841 | -725,297 | 5,562,000 | -47,193,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 807,138 | 758,251 | 52,755,000 | 48,608,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 48,887 | -807,860 | 4,147,000 | -64,418,000 | $84.83 |
| 03/31/2015 | CATERPILLAR INC | CAT | 856,747 | 197,006 | 68,565,000 | 8,179,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 659,741 | 659,741 | 60,386,000 | 60,386,000 | $91.53 |
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