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Rikoon Group, LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2021 | CATERPILLAR INC | CAT | 3,644 | 1 | 845,000 | 182,000 | $231.89 |
| 12/31/2020 | CATERPILLAR INC | CAT | 3,643 | 2 | 663,000 | 120,000 | $181.99 |
| 09/30/2020 | CATERPILLAR INC | CAT | 3,641 | -97 | 543,000 | 70,000 | $149.13 |
| 06/30/2020 | CATERPILLAR INC | CAT | 3,738 | -15 | 473,000 | 38,000 | $126.54 |
| 03/31/2020 | CATERPILLAR INC | CAT | 3,753 | -176 | 435,000 | -145,000 | $115.91 |
| 12/31/2019 | CATERPILLAR INC | CAT | 3,929 | -31 | 580,000 | 40,000 | $147.62 |
| 06/30/2019 | CATERPILLAR INC | CAT | 3,960 | 3 | 540,000 | 4,000 | $136.36 |
| 03/31/2019 | CATERPILLAR INC | CAT | 3,957 | 201 | 536,000 | 59,000 | $135.46 |
| 12/31/2018 | CATERPILLAR INC | CAT | 3,756 | 1,552 | 477,000 | 141,000 | $127.00 |
| 09/30/2018 | CATERPILLAR INC | CAT | 2,204 | 400 | 336,000 | 91,000 | $152.45 |
| 06/30/2018 | CATERPILLAR INC | CAT | 1,804 | -43 | 245,000 | -20,000 | $135.81 |
| 03/31/2018 | CATERPILLAR INC | CAT | 1,847 | 68 | 265,000 | -15,000 | $143.48 |
| 12/31/2017 | CATERPILLAR INC | CAT | 1,779 | 0 | 280,000 | 58,000 | $157.39 |
| 09/30/2017 | CATERPILLAR INC | CAT | 1,779 | 1,779 | 222,000 | 222,000 | $124.79 |
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