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FIRST TRUST ADVISORS LP
> NVS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | NOVARTIS AG | NVS | 710,885 | -95,432 | 71,735,402,000 | -2,445,757,000 | $100,910.00 |
| 03/31/2023 | NOVARTIS AG | NVS | 806,317 | -75,557 | 74,181,159,000 | 74,114,128,000 | $91,999.99 |
| 09/30/2022 | NOVARTIS AG | NVS | 881,874 | 160,685 | 67,031,000 | 6,069,000 | $76.01 |
| 06/30/2022 | NOVARTIS AG | NVS | 721,189 | 9,893 | 60,962,000 | -1,454,000 | $84.53 |
| 03/31/2022 | NOVARTIS AG | NVS | 711,296 | 2,198 | 62,416,000 | 391,000 | $87.75 |
| 12/31/2021 | NOVARTIS AG | NVS | 709,098 | -3,184 | 62,025,000 | 3,775,000 | $87.47 |
| 09/30/2021 | NOVARTIS AG | NVS | 712,282 | 87,184 | 58,250,000 | 1,216,000 | $81.78 |
| 06/30/2021 | NOVARTIS AG | NVS | 625,098 | -45,660 | 57,034,000 | -302,000 | $91.24 |
| 03/31/2021 | NOVARTIS AG | NVS | 670,758 | 63,426 | 57,336,000 | -14,000 | $85.48 |
| 12/31/2020 | NOVARTIS AG | NVS | 607,332 | 22,184 | 57,350,000 | 6,466,000 | $94.43 |
| 09/30/2020 | NOVARTIS AG | NVS | 585,148 | 74,890 | 50,884,000 | 6,318,000 | $86.96 |
| 06/30/2020 | NOVARTIS AG | NVS | 510,258 | 34,565 | 44,566,000 | 5,345,000 | $87.34 |
| 03/31/2020 | NOVARTIS AG | NVS | 475,693 | -40,826 | 39,221,000 | -9,688,000 | $82.45 |
| 12/31/2019 | NOVARTIS AG | NVS | 516,519 | 18,559 | 48,909,000 | 5,636,000 | $94.69 |
| 09/30/2019 | NOVARTIS AG | NVS | 497,960 | 124,154 | 43,273,000 | 9,141,000 | $86.90 |
| 06/30/2019 | NOVARTIS AG | NVS | 373,806 | 367,679 | 34,132,000 | 33,543,000 | $91.31 |
| 03/31/2019 | NOVARTIS AG | NVS | 6,127 | -276,478 | 589,000 | -23,661,000 | $96.13 |
| 12/31/2018 | NOVARTIS AG | NVS | 282,605 | 6,152 | 24,250,000 | 431,000 | $85.81 |
| 09/30/2018 | NOVARTIS AG | NVS | 276,453 | -33,175 | 23,819,000 | 430,000 | $86.16 |
| 06/30/2018 | NOVARTIS AG | NVS | 309,628 | 47,618 | 23,389,000 | 2,205,000 | $75.54 |
| 03/31/2018 | NOVARTIS AG | NVS | 262,010 | -2,483 | 21,184,000 | -1,023,000 | $80.85 |
| 12/31/2017 | NOVARTIS AG | NVS | 264,493 | 32,070 | 22,207,000 | 2,253,000 | $83.96 |
| 09/30/2017 | NOVARTIS AG | NVS | 232,423 | -1,022 | 19,954,000 | 468,000 | $85.85 |
| 06/30/2017 | NOVARTIS AG | NVS | 233,445 | -8,397 | 19,486,000 | 1,524,000 | $83.47 |
| 03/31/2017 | NOVARTIS AG | NVS | 241,842 | 34,637 | 17,962,000 | 2,869,000 | $74.27 |
| 12/31/2016 | NOVARTIS AG | NVS | 207,205 | 48,206 | 15,093,000 | 2,538,000 | $72.84 |
| 09/30/2016 | NOVARTIS AG | NVS | 158,999 | 20,093 | 12,555,000 | 1,094,000 | $78.96 |
| 06/30/2016 | NOVARTIS AG | NVS | 138,906 | -45,977 | 11,461,000 | -4,446,000 | $82.51 |
| 03/31/2016 | NOVARTIS AG | NVS | 156,497 | -28,386 | 11,337,000 | -4,570,000 | $72.44 |
| 12/31/2015 | NOVARTIS AG | NVS | 184,883 | 117,275 | 15,907,000 | 11,126,000 | $86.04 |
| 09/30/2015 | NOVARTIS AG | NVS | 162,662 | 101,112 | 14,952,000 | 9,380,000 | $91.92 |
| 06/30/2015 | NOVARTIS AG | NVS | 140,229 | 73,626 | 13,790,000 | 7,521,000 | $98.34 |
| 03/31/2015 | NOVARTIS AG | NVS | 79,596 | 71 | 7,849,000 | 480,000 | $98.61 |
| 12/31/2014 | NOVARTIS AG | NVS | 79,525 | 12,922 | 7,369,000 | 1,100,000 | $92.66 |
| 09/30/2014 | NOVARTIS AG | NVS | 66,603 | 5,053 | 6,269,000 | 697,000 | $94.12 |
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