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K2 PRINCIPAL FUND, L.P.
> PFSI
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | PennyMac Financial Services, Inc. | PFSI | 0 | -166,645 | 0 | -7,149,000 | |
| 09/30/2022 | PennyMac Financial Services, Inc. | PFSI | 166,645 | -141,836 | 7,149,000 | -6,335,000 | $42.90 |
| 06/30/2022 | PennyMac Financial Services, Inc. | PFSI | 308,481 | -1,286,170 | 13,484,000 | -71,351,000 | $43.71 |
| 03/31/2022 | PennyMac Financial Services, Inc. | PFSI | 1,594,651 | 529,079 | 84,835,000 | 10,479,000 | $53.20 |
| 12/31/2021 | PennyMac Financial Services, Inc. | PFSI | 1,065,572 | 326,975 | 74,356,000 | 29,206,000 | $69.78 |
| 09/30/2021 | PennyMac Financial Services, Inc. | PFSI | 738,597 | 641,313 | 45,150,000 | 39,146,000 | $61.13 |
| 06/30/2021 | PennyMac Financial Services, Inc. | PFSI | 97,284 | -634,762 | 6,004,000 | -42,033,000 | $61.72 |
| 12/31/2020 | PennyMac Financial Services, Inc. | PFSI | 732,046 | 211,202 | 48,037,000 | 17,766,000 | $65.62 |
| 09/30/2020 | PennyMac Financial Services, Inc. | PFSI | 520,844 | 284,235 | 30,271,000 | 20,383,000 | $58.12 |
| 06/30/2020 | PennyMac Financial Services, Inc. | PFSI | 236,609 | 236,609 | 9,888,000 | 9,888,000 | $41.79 |
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