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WESTERN INVESTMENT LLC
> NIE
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2013 | Virtus Equity & Convertible Income Fund | NIE | 10,757 | 0 | 200,000 | 3,000 | $18.59 |
| 06/30/2013 | Virtus Equity & Convertible Income Fund | NIE | 10,757 | 10,757 | 197,000 | 197,000 | $18.31 |
| 03/31/2013 | Virtus Equity & Convertible Income Fund | NIE | 19,776 | 19,776 | 356,000 | 356,000 | $18.00 |
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