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PIPER SANDLER COMPANIES
> CSIQ
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2009 | Canadian Solar Inc. | CSIQ | 0 | -100 | 0 | -1,000 | |
| 06/30/2009 | Canadian Solar Inc. | CSIQ | 100 | 100 | 1,000 | 1,000 | $10.00 |
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