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OPPENHEIMER & CO INC
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 318,744 | 166,592 | 18,968,455,000 | 9,924,540,000 | $59,510.00 |
| 12/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 152,152 | -40,511 | 9,043,915,000 | 9,032,486,000 | $59,440.00 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 192,663 | 114,176 | 11,429,000 | 6,768,000 | $59.32 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 78,487 | 35,423 | 4,661,000 | 2,097,000 | $59.39 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 43,064 | 23,684 | 2,564,000 | 1,405,000 | $59.54 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 19,380 | -8,526 | 1,159,000 | -514,000 | $59.80 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 27,906 | 1,283 | 1,673,000 | 77,000 | $59.95 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 26,623 | -8,610 | 1,596,000 | -517,000 | $59.95 |
| 03/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 35,233 | 7,426 | 2,113,000 | 443,000 | $59.97 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 27,807 | -2,529 | 1,670,000 | -151,000 | $60.06 |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 30,336 | -166 | 1,821,000 | -9,000 | $60.03 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 30,502 | 4,911 | 1,830,000 | 319,000 | $60.00 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 25,591 | 2,763 | 1,511,000 | 139,000 | $59.04 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 22,828 | 5,585 | 1,372,000 | 336,000 | $60.10 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 17,243 | 9,992 | 1,036,000 | 601,000 | $60.08 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 7,251 | -6,265 | 435,000 | -376,000 | $59.99 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 13,516 | 6,853 | 811,000 | 412,000 | $60.00 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 6,663 | 3,089 | 399,000 | 184,000 | $59.88 |
| 09/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,574 | 9 | 215,000 | 1,000 | $60.16 |
| 06/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,565 | 7 | 214,000 | 1,000 | $60.03 |
| 03/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,558 | 3,558 | 213,000 | 213,000 | $59.87 |
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