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MARTINGALE ASSET MANAGEMENT L P
> PIPR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | PIPER SANDLER COMPANIES | PIPR | 0 | -9,931 | 0 | -1,376,536,000 | |
| 03/31/2023 | PIPER SANDLER COMPANIES | PIPR | 9,931 | -3,329 | 1,376,536,000 | 1,376,534,611 | $138,610.01 |
| 09/30/2022 | PIPER SANDLER COMPANIES | PIPR | 13,260 | -6,156 | 1,389 | -813 | $0.10 |
| 06/30/2022 | PIPER SANDLER COMPANIES | PIPR | 19,416 | -4,206 | 2,202 | -899 | $0.11 |
| 03/31/2022 | PIPER SANDLER COMPANIES | PIPR | 23,622 | -671 | 3,101 | -1,236 | $0.13 |
| 12/31/2021 | PIPER SANDLER COMPANIES | PIPR | 24,293 | -4,120 | 4,337 | -3,930,663 | $0.18 |
| 09/30/2021 | PIPER SANDLER COMPANIES | PIPR | 28,413 | 8,290 | 3,935,000 | 1,327,000 | $138.49 |
| 06/30/2021 | PIPER SANDLER COMPANIES | PIPR | 20,123 | -1,200 | 2,608,000 | 269,000 | $129.60 |
| 03/31/2021 | PIPER SANDLER COMPANIES | PIPR | 21,323 | 6,006 | 2,339,000 | 793,000 | $109.69 |
| 12/31/2020 | PIPER SANDLER COMPANIES | PIPR | 15,317 | 7,315 | 1,546,000 | 961,000 | $100.93 |
| 09/30/2020 | PIPER SANDLER COMPANIES | PIPR | 8,002 | -1,198 | 585,000 | 40,000 | $73.11 |
| 06/30/2020 | PIPER SANDLER COMPANIES | PIPR | 9,200 | -9,310 | 545,000 | 544,063 | $59.24 |
| 03/31/2020 | PIPER SANDLER COMPANIES | PIPR | 18,510 | -2,300 | 937 | -1,663,063 | $0.05 |
| 12/31/2019 | PIPER SANDLER COMPANIES | PIPR | 20,810 | 5,200 | 1,664,000 | 485,000 | $79.96 |
| 09/30/2019 | PIPER SANDLER COMPANIES | PIPR | 15,610 | 0 | 1,179,000 | 18,000 | $75.53 |
| 06/30/2019 | PIPER SANDLER COMPANIES | PIPR | 15,610 | 15,610 | 1,161,000 | 1,161,000 | $74.38 |
| 12/31/2018 | PIPER SANDLER COMPANIES | PIPR | 0 | -4,400 | 0 | -336,000 | |
| 09/30/2018 | PIPER SANDLER COMPANIES | PIPR | 4,400 | -16,813 | 336 | -1,295 | $0.08 |
| 06/30/2018 | PIPER SANDLER COMPANIES | PIPR | 21,213 | -901 | 1,631 | -1,835,369 | $0.08 |
| 03/31/2018 | PIPER SANDLER COMPANIES | PIPR | 22,114 | 700 | 1,837,000 | -10,000 | $83.07 |
| 12/31/2017 | PIPER SANDLER COMPANIES | PIPR | 21,414 | 8 | 1,847,000 | 576,000 | $86.25 |
| 09/30/2017 | PIPER SANDLER COMPANIES | PIPR | 21,406 | 11,306 | 1,271,000 | 665,000 | $59.38 |
| 06/30/2017 | PIPER SANDLER COMPANIES | PIPR | 10,100 | 10,100 | 606,000 | 606,000 | $60.00 |
| 12/31/2016 | PIPER SANDLER COMPANIES | PIPR | 0 | -23,507 | 0 | -1,136,000 | |
| 09/30/2016 | PIPER SANDLER COMPANIES | PIPR | 23,507 | -3,903 | 1,136,000 | 102,000 | $48.33 |
| 06/30/2016 | PIPER SANDLER COMPANIES | PIPR | 27,410 | -304 | 1,034,000 | -340,000 | $37.72 |
| 03/31/2016 | PIPER SANDLER COMPANIES | PIPR | 27,714 | 27,714 | 1,374,000 | 1,374,000 | $49.58 |
| 12/31/2015 | PIPER SANDLER COMPANIES | PIPR | 27,507 | 1,095 | 1,112,000 | -423,000 | $40.43 |
| 03/31/2015 | PIPER SANDLER COMPANIES | PIPR | 0 | -26,412 | 0 | -1,535,000 | |
| 12/31/2014 | PIPER SANDLER COMPANIES | PIPR | 26,412 | -1,100 | 1,535,000 | 97,000 | $58.12 |
| 09/30/2014 | PIPER SANDLER COMPANIES | PIPR | 27,512 | 27,512 | 1,438,000 | 1,438,000 | $52.27 |
| 06/30/2014 | PIPER SANDLER COMPANIES | PIPR | 26,911 | 26,911 | 1,394,000 | 1,394,000 | $51.80 |
| 06/30/2013 | PIPER SANDLER COMPANIES | PIPR | 0 | -6,500 | 0 | -223,000 | |
| 03/31/2013 | PIPER SANDLER COMPANIES | PIPR | 6,500 | -4,106 | 223,000 | -118,000 | $34.31 |
| 12/31/2012 | PIPER SANDLER COMPANIES | PIPR | 10,606 | -9,194 | 341,000 | -662,000 | $32.15 |
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