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CITADEL ADVISORS LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | Tracon Pharmaceuticals, Inc. | TCON | 33,191 | 20,671 | 15,000 | 6,000 | $0.45 |
| 06/30/2019 | Tracon Pharmaceuticals, Inc. | TCON | 12,520 | 12,520 | 9,000 | 9,000 | $0.72 |
| 03/31/2019 | Tracon Pharmaceuticals, Inc. | TCON | 0 | -26,373 | 0 | -17,000 | |
| 12/31/2018 | Tracon Pharmaceuticals, Inc. | TCON | 26,373 | 5,796 | 17,000 | -25,000 | $0.64 |
| 09/30/2018 | Tracon Pharmaceuticals, Inc. | TCON | 20,577 | 20,577 | 42,000 | 42,000 | $2.04 |
| 03/31/2018 | Tracon Pharmaceuticals, Inc. | TCON | 0 | -19,795 | 0 | -66,000 | |
| 12/31/2017 | Tracon Pharmaceuticals, Inc. | TCON | 19,795 | 19,795 | 66,000 | 66,000 | $3.33 |
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