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CITADEL ADVISORS LLC
> GAIN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 53,767 | -76,516 | 701,122,000 | -980,831,000 | $13,040.01 |
| 12/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 130,283 | 71,854 | 1,681,953,000 | 1,681,246,000 | $12,910.00 |
| 09/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 58,429 | 40,649 | 707,000 | 457,000 | $12.10 |
| 06/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 17,780 | 17,780 | 250,000 | 250,000 | $14.06 |
| 03/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -35,492 | 0 | -606,000 | |
| 12/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 35,492 | -8,649 | 606,000 | -6,000 | $17.07 |
| 09/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 44,141 | 11,011 | 612,000 | 135,000 | $13.86 |
| 06/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 33,130 | 9,664 | 477,000 | 190,000 | $14.40 |
| 03/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 23,466 | 23,466 | 287,000 | 287,000 | $12.23 |
| 06/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -29,083 | 0 | -228,000 | |
| 03/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 29,083 | -69,685 | 228,000 | -1,081,000 | $7.84 |
| 12/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 98,768 | 35,608 | 1,309,000 | 530,000 | $13.25 |
| 09/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 63,160 | 63,160 | 779,000 | 779,000 | $12.33 |
| 12/31/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -44,690 | 0 | -397,000 | |
| 09/30/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 44,690 | 44,690 | 397,000 | 397,000 | $8.88 |
| 06/30/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -18,783 | 0 | -132,000 | |
| 03/31/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 18,783 | 18,783 | 132,000 | 132,000 | $7.03 |
| 12/31/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -87,014 | 0 | -701,000 | |
| 09/30/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -73,049 | 0 | -581,000 | |
| 06/30/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 73,049 | 8,567 | 581,000 | 104,000 | $7.95 |
| 03/31/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 64,482 | 64,482 | 477,000 | 477,000 | $7.40 |
| 03/31/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -87,014 | 0 | -701,000 | |
| 12/31/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 87,014 | 87,014 | 701,000 | 701,000 | $8.06 |
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