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ROYAL BANK OF CANADA
> SAR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SARATOGA INVESTMENT CORP. | SAR | 28,341 | 6,687 | 765,000,000 | 213,000,000 | $26,992.70 |
| 12/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 21,654 | 2,728 | 552,000,000 | 551,607,000 | $25,491.83 |
| 09/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 18,926 | 5,854 | 393,000 | 80,000 | $20.77 |
| 06/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 13,072 | -6,492 | 313,000 | -220,000 | $23.94 |
| 03/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 19,564 | -11 | 533,000 | -42,000 | $27.24 |
| 12/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 19,575 | 3,676 | 575,000 | 118,000 | $29.37 |
| 09/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 15,899 | 5,127 | 457,000 | 184,000 | $28.74 |
| 03/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 10,772 | -737 | 273,000 | 33,000 | $25.34 |
| 12/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 11,509 | 5,160 | 240,000 | 133,000 | $20.85 |
| 09/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 6,349 | 365 | 107,000 | 13,000 | $16.85 |
| 06/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 5,984 | -167 | 94,000 | 23,000 | $15.71 |
| 03/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 6,151 | -421 | 71,000 | -93,000 | $11.54 |
| 12/31/2019 | SARATOGA INVESTMENT CORP. | SAR | 6,572 | 6,568 | 164,000 | 163,901 | $24.95 |
| 09/30/2019 | SARATOGA INVESTMENT CORP. | SAR | 4 | 2 | 99 | 50 | $24.72 |
| 06/30/2019 | SARATOGA INVESTMENT CORP. | SAR | 2 | 0 | 49 | 5 | $24.69 |
| 03/31/2019 | SARATOGA INVESTMENT CORP. | SAR | 2 | -718 | 45 | -13,955 | $22.28 |
| 12/31/2018 | SARATOGA INVESTMENT CORP. | SAR | 720 | 0 | 14,000 | -3,000 | $19.44 |
| 09/30/2018 | SARATOGA INVESTMENT CORP. | SAR | 720 | 0 | 17,000 | -3,000 | $23.61 |
| 06/30/2018 | SARATOGA INVESTMENT CORP. | SAR | 720 | 720 | 20,000 | 20,000 | $27.78 |
| 03/31/2018 | SARATOGA INVESTMENT CORP. | SAR | 0 | -169 | 0 | -4,000 | |
| 12/31/2017 | SARATOGA INVESTMENT CORP. | SAR | 169 | 169 | 4,000 | 4,000 | $23.67 |
| 03/31/2016 | SARATOGA INVESTMENT CORP. | SAR | 0 | -342 | 0 | -169,000 | |
| 12/31/2015 | SARATOGA INVESTMENT CORP. | SAR | 342 | 326 | 169,000 | 168,754 | $494.15 |
| 09/30/2015 | SARATOGA INVESTMENT CORP. | SAR | 0 | -16 | 0 | -246 | |
| 06/30/2015 | SARATOGA INVESTMENT CORP. | SAR | 0 | -16 | 0 | -246 | |
| 03/31/2015 | SARATOGA INVESTMENT CORP. | SAR | 0 | -16 | 0 | -246 | |
| 12/31/2014 | SARATOGA INVESTMENT CORP. | SAR | 0 | -16 | 0 | -246 | |
| 09/30/2014 | SARATOGA INVESTMENT CORP. | SAR | 0 | -16 | 0 | -246 | |
| 06/30/2014 | SARATOGA INVESTMENT CORP. | SAR | 0 | -16 | 0 | -246 | |
| 12/31/2013 | SARATOGA INVESTMENT CORP. | SAR | 0 | -16 | 0 | -300 | |
| 09/30/2013 | SARATOGA INVESTMENT CORP. | SAR | 16 | 0 | 300 | 53 | $18.72 |
| 03/31/2013 | SARATOGA INVESTMENT CORP. | SAR | 0 | -16 | 0 | -246 | |
| 12/31/2012 | SARATOGA INVESTMENT CORP. | SAR | 16 | 16 | 246 | 246 | $15.40 |
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