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MORGAN STANLEY
> GAIN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 87,162 | -29,972 | 1,136,596,000 | -375,604,000 | $13,040.04 |
| 12/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 117,134 | 9,884 | 1,512,200,000 | 1,510,902,000 | $12,910.00 |
| 09/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 107,250 | -796 | 1,298,000 | -223,000 | $12.10 |
| 06/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 108,046 | -18,099 | 1,521,000 | -514,000 | $14.08 |
| 03/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 126,145 | 8,853 | 2,035,000 | 32,000 | $16.13 |
| 12/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 117,292 | -25,497 | 2,003,000 | 22,000 | $17.08 |
| 09/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 142,789 | -19,447 | 1,981,000 | -356,000 | $13.87 |
| 06/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 162,236 | 13,790 | 2,337,000 | 521,000 | $14.40 |
| 03/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 148,446 | 41,067 | 1,816,000 | 733,000 | $12.23 |
| 12/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 107,379 | -21,169 | 1,083,000 | -87,000 | $10.09 |
| 09/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 128,548 | -51,933 | 1,170,000 | -678,000 | $9.10 |
| 06/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 180,481 | 41,991 | 1,848,000 | 761,000 | $10.24 |
| 03/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 138,490 | -60,050 | 1,087,000 | -1,544,000 | $7.85 |
| 12/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 198,540 | 63,186 | 2,631,000 | 961,000 | $13.25 |
| 09/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 135,354 | 15,727 | 1,670,000 | 327,000 | $12.34 |
| 06/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 119,627 | 24,625 | 1,343,000 | 240,000 | $11.23 |
| 03/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 95,002 | 2,994 | 1,103,000 | 246,000 | $11.61 |
| 12/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 92,008 | -19,165 | 857,000 | -414,000 | $9.31 |
| 09/30/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 111,173 | -7,152 | 1,271,000 | -122,000 | $11.43 |
| 06/30/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 118,325 | -85,630 | 1,393,000 | -667,000 | $11.77 |
| 03/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 203,955 | -65,877 | 2,060,000 | -951,000 | $10.10 |
| 12/31/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 269,832 | -54,358 | 3,011,000 | -66,000 | $11.16 |
| 09/30/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 324,190 | -2,006 | 3,077,000 | 10,000 | $9.49 |
| 06/30/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 326,196 | -30,300 | 3,067,000 | 3,063,766 | $9.40 |
| 03/31/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 356,496 | -56,838 | 3,234 | -3,493,766 | $0.01 |
| 12/31/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 413,334 | -49,790 | 3,497,000 | -618,000 | $8.46 |
| 09/30/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 463,124 | 463,124 | 4,115,000 | 4,115,000 | $8.89 |
| 06/30/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 221,761 | 221,761 | 1,588,000 | 1,588,000 | $7.16 |
| 03/31/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 219,684 | 219,684 | 1,542,000 | 1,542,000 | $7.02 |
| 12/31/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 181,462 | 181,462 | 1,393,000 | 1,393,000 | $7.68 |
| 09/30/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 168,678 | 168,678 | 1,188,000 | 1,188,000 | $7.04 |
| 06/30/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 185,659 | 185,659 | 1,476,000 | 1,476,000 | $7.95 |
| 03/31/2015 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 150,732 | 150,732 | 1,117,000 | 1,117,000 | $7.41 |
| 12/31/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 92,473 | 92,473 | 647,000 | 647,000 | $7.00 |
| 09/30/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 114,635 | 114,635 | 816,000 | 816,000 | $7.12 |
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