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> PPCO
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2010 | PENWEST PHARMACEUTICALS CO | PPCO | 7,223 | 0 | 24,000 | 5,000 | $3.32 |
| 03/31/2010 | PENWEST PHARMACEUTICALS CO | PPCO | 7,223 | 0 | 25,000 | 6,000 | $3.46 |
| 12/31/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 7,223 | 0 | 19,000 | 3,000 | $2.63 |
| 09/30/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 7,223 | 0 | 16,000 | -5,000 | $2.22 |
| 06/30/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 7,223 | -1,000 | 21,000 | 8,000 | $2.91 |
| 03/31/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 8,223 | 0 | 13,000 | 1,000 | $1.58 |
| 12/31/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 8,223 | -494 | 12,000 | -6,000 | $1.46 |
| 09/30/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 8,717 | 774 | 18,000 | -3,000 | $2.06 |
| 06/30/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 7,943 | -2,102 | 21,000 | -6,000 | $2.64 |
| 03/31/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 10,045 | 0 | 27,000 | -31,000 | $2.69 |
| 12/31/2007 | PENWEST PHARMACEUTICALS CO | PPCO | 10,045 | -1,411 | 58,000 | -68,000 | $5.77 |
| 09/30/2007 | PENWEST PHARMACEUTICALS CO | PPCO | 11,456 | 4,513 | 126,000 | 39,000 | $11.00 |
| 06/30/2007 | PENWEST PHARMACEUTICALS CO | PPCO | 6,943 | 1,959 | 87,000 | 4,000 | $12.53 |
| 03/31/2007 | PENWEST PHARMACEUTICALS CO | PPCO | 11,016 | 6,032 | 111,000 | 28,000 | $10.08 |
| 12/31/2006 | PENWEST PHARMACEUTICALS CO | PPCO | 4,984 | 0 | 83,000 | -26,000 | $16.65 |
| 09/30/2006 | PENWEST PHARMACEUTICALS CO | PPCO | 4,984 | 0 | 83,000 | -26,000 | $16.65 |
| 06/30/2006 | PENWEST PHARMACEUTICALS CO | PPCO | 4,984 | 0 | 109,000 | 1,000 | $21.87 |
| 03/31/2006 | PENWEST PHARMACEUTICALS CO | PPCO | 4,984 | -3,623 | 108,000 | -59,000 | $21.67 |
| 12/31/2005 | PENWEST PHARMACEUTICALS CO | PPCO | 8,607 | 3,754 | 167,000 | 110,000 | $19.40 |
| 09/30/2005 | PENWEST PHARMACEUTICALS CO | PPCO | 45,458 | 40,605 | 797,000 | 740,000 | $17.53 |
| 06/30/2005 | PENWEST PHARMACEUTICALS CO | PPCO | 4,853 | 1,100 | 57,000 | 12,000 | $11.75 |
| 03/31/2005 | PENWEST PHARMACEUTICALS CO | PPCO | 3,733 | -20 | 46,000 | 1,000 | $12.32 |
| 12/31/2004 | PENWEST PHARMACEUTICALS CO | PPCO | 3,753 | 1,200 | 45,000 | -11,000 | $11.99 |
| 09/30/2004 | PENWEST PHARMACEUTICALS CO | PPCO | 38,243 | 38,243 | 432,000 | 432,000 | $11.30 |
| 03/31/2004 | PENWEST PHARMACEUTICALS CO | PPCO | 0 | -3,203 | 0 | -55,000 | |
| 12/31/2003 | PENWEST PHARMACEUTICALS CO | PPCO | 3,203 | 650 | 55,000 | -1,000 | $17.17 |
| 09/30/2003 | PENWEST PHARMACEUTICALS CO | PPCO | 2,553 | 10 | 56,000 | -6,000 | $21.93 |
| 06/30/2003 | PENWEST PHARMACEUTICALS CO | PPCO | 2,543 | 691 | 62,000 | 32,000 | $24.38 |
| 03/31/2003 | PENWEST PHARMACEUTICALS CO | PPCO | 1,852 | 0 | 30,000 | 10,000 | $16.20 |
| 12/31/2002 | PENWEST PHARMACEUTICALS CO | PPCO | 1,852 | 1,763 | 20,000 | 19,000 | $10.80 |
| 09/30/2002 | PENWEST PHARMACEUTICALS CO | PPCO | 89 | -2,625 | 1,000 | -52,000 | $11.24 |
| 06/30/2002 | PENWEST PHARMACEUTICALS CO | PPCO | 2,714 | -486 | 53,000 | -9,000 | $19.53 |
| 03/31/2002 | PENWEST PHARMACEUTICALS CO | PPCO | 3,200 | 900 | 62,000 | 16,000 | $19.38 |
| 12/31/2001 | PENWEST PHARMACEUTICALS CO | PPCO | 2,300 | 1,700 | 46,000 | 36,000 | $20.00 |
| 09/30/2001 | PENWEST PHARMACEUTICALS CO | PPCO | 600 | -15,700 | 10,000 | -242,000 | $16.67 |
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