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MILLENNIUM MANAGEMENT LLC
> GAIN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 152,396 | -337,222 | 1,987,244,000 | 1,980,923,000 | $13,040.00 |
| 12/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 489,618 | 407,451 | 6,321,000 | 5,327,000 | $12.91 |
| 09/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 82,167 | 53,344 | 994,000 | 588,000 | $12.10 |
| 06/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 28,823 | 28,823 | 406,000 | 406,000 | $14.09 |
| 09/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -10,157 | 0 | -146,000 | |
| 06/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 10,157 | 10,157 | 146,000 | 146,000 | $14.37 |
| 03/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -11,795 | 0 | -119,000 | |
| 12/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 11,795 | 11,795 | 119,000 | 119,000 | $10.09 |
| 06/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -11,762 | 0 | -92,000 | |
| 03/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 11,762 | 11,762 | 92,000 | 92,000 | $7.82 |
| 09/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -11,489 | 0 | -129,000 | |
| 06/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 11,489 | -71,999 | 129,000 | -839,000 | $11.23 |
| 03/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 83,488 | 35,969 | 968,000 | 525,000 | $11.59 |
| 12/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 47,519 | -122,675 | 443,000 | -1,502,000 | $9.32 |
| 09/30/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 170,194 | 170,194 | 1,945,000 | 1,945,000 | $11.43 |
| 06/30/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -256,230 | 0 | -2,588,000 | |
| 03/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 256,230 | 150,774 | 2,588,000 | 1,411,000 | $10.10 |
| 12/31/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 105,456 | 73,303 | 1,177,000 | 872,000 | $11.16 |
| 09/30/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 32,153 | 32,153 | 305,000 | 305,000 | $9.49 |
| 06/30/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -41,698 | 0 | -305,000 | |
| 03/31/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 41,698 | 22,685 | 305,000 | 173,000 | $7.31 |
| 12/31/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 19,013 | 8,886 | 132,000 | 53,000 | $6.94 |
| 09/30/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 10,127 | -9,530 | 79,000 | -66,000 | $7.80 |
| 06/30/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 19,657 | -7,385 | 145,000 | -60,000 | $7.38 |
| 03/31/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 27,042 | -107,486 | 205,000 | -721,000 | $7.58 |
| 09/30/2008 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 134,528 | -405,645 | 926,000 | -2,547,000 | $6.88 |
| 06/30/2008 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 540,173 | 318,441 | 3,473,000 | 1,386,000 | $6.43 |
| 03/31/2008 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 221,732 | -262,922 | 2,087,000 | -2,668,000 | $9.41 |
| 12/31/2007 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 484,654 | 484,654 | 4,755,000 | 4,755,000 | $9.81 |
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