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Great Oaks Capital Management, LLC
> PIPR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2012 | PIPER SANDLER COMPANIES | PIPR | 30,227 | 30,227 | 769,000 | 769,000 | $25.44 |
| 06/30/2012 | PIPER SANDLER COMPANIES | PIPR | 0 | -103,476 | 0 | -2,750,000 | |
| 03/31/2012 | PIPER SANDLER COMPANIES | PIPR | 103,476 | 103,476 | 2,750,000 | 2,750,000 | $26.58 |
| 12/31/2011 | PIPER SANDLER COMPANIES | PIPR | 20,741 | 20,741 | 419,000 | 419,000 | $20.20 |
| 06/30/2011 | PIPER SANDLER COMPANIES | PIPR | 0 | -6,391 | 0 | -265,000 | |
| 03/31/2011 | PIPER SANDLER COMPANIES | PIPR | 6,391 | -12,000 | 265,000 | -379,000 | $41.46 |
| 12/31/2010 | PIPER SANDLER COMPANIES | PIPR | 18,391 | -13,600 | 644,000 | -288,000 | $35.02 |
| 09/30/2010 | PIPER SANDLER COMPANIES | PIPR | 31,991 | 31,991 | 932,000 | 932,000 | $29.13 |
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