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AMERIPRISE FINANCIAL INC
> SAR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SARATOGA INVESTMENT CORP. | SAR | 58,339 | 60 | 1,574,584,000 | 104,014,000 | $26,990.25 |
| 03/31/2023 | SARATOGA INVESTMENT CORP. | SAR | 58,279 | -2,089 | 1,470,570,000 | -68,430,000 | $25,233.27 |
| 12/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 60,368 | 12,495 | 1,539,000,000 | 1,538,006,000 | $25,493.64 |
| 09/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 47,873 | 6,972 | 994,000 | 15,000 | $20.76 |
| 06/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 40,901 | 15,523 | 979,000 | 287,000 | $23.94 |
| 03/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 25,378 | -1,003 | 692,000 | -83,000 | $27.27 |
| 12/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 26,381 | -428 | 775,000 | 2,000 | $29.38 |
| 09/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 26,809 | 26,809 | 773,000 | 773,000 | $28.83 |
| 06/30/2017 | SARATOGA INVESTMENT CORP. | SAR | 0 | -9,812 | 0 | -213,000 | |
| 03/31/2017 | SARATOGA INVESTMENT CORP. | SAR | 9,812 | 9,812 | 213,000 | 213,000 | $21.71 |
| 09/30/2016 | SARATOGA INVESTMENT CORP. | SAR | 0 | -18,129 | 0 | -306,000 | |
| 06/30/2016 | SARATOGA INVESTMENT CORP. | SAR | 18,129 | 265 | 306,000 | 26,000 | $16.88 |
| 03/31/2016 | SARATOGA INVESTMENT CORP. | SAR | 17,864 | 287 | 280,000 | 9,000 | $15.67 |
| 12/31/2015 | SARATOGA INVESTMENT CORP. | SAR | 17,577 | 17,577 | 271,000 | 271,000 | $15.42 |
| 09/30/2015 | SARATOGA INVESTMENT CORP. | SAR | 17,277 | 17,277 | 279,000 | 279,000 | $16.15 |
| 03/31/2012 | SARATOGA INVESTMENT CORP. | SAR | 0 | -274 | 0 | -5,000 | |
| 12/31/2011 | SARATOGA INVESTMENT CORP. | SAR | 0 | -274 | 0 | -5,000 | |
| 09/30/2011 | SARATOGA INVESTMENT CORP. | SAR | 274 | 0 | 5,000 | -1,000 | $18.25 |
| 06/30/2011 | SARATOGA INVESTMENT CORP. | SAR | 274 | 0 | 6,000 | 0 | $21.90 |
| 03/31/2011 | SARATOGA INVESTMENT CORP. | SAR | 274 | 0 | 6,000 | 1,000 | $21.90 |
| 12/31/2010 | SARATOGA INVESTMENT CORP. | SAR | 274 | 54 | 5,000 | 1,000 | $18.25 |
| 09/30/2010 | SARATOGA INVESTMENT CORP. | SAR | 220 | 220 | 4,000 | 4,000 | $18.18 |
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