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AMERIPRISE FINANCIAL INC
> GAIN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 12,284 | -7,470 | 160,183,000 | -101,557,000 | $13,039.97 |
| 03/31/2023 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 19,754 | -5,400 | 261,740,000 | -63,260,000 | $13,249.97 |
| 12/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 25,154 | 2,976 | 325,000,000 | 324,731,000 | $12,920.41 |
| 09/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 22,178 | -2,333 | 269,000 | -76,000 | $12.13 |
| 06/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 24,511 | 618 | 345,000 | -40,000 | $14.08 |
| 03/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 23,893 | 1,685 | 385,000 | 1,000 | $16.11 |
| 12/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 22,208 | -2,714 | 384,000 | 38,000 | $17.29 |
| 09/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 24,922 | -272 | 346,000 | -17,000 | $13.88 |
| 06/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 25,194 | -2,034 | 363,000 | 30,000 | $14.41 |
| 03/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 27,228 | 35 | 333,000 | 59,000 | $12.23 |
| 12/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 27,193 | 41 | 274,000 | 27,000 | $10.08 |
| 09/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 27,152 | 27,152 | 247,000 | 247,000 | $9.10 |
| 03/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -17,961 | 0 | -238,000 | |
| 12/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 17,961 | 1,504 | 238,000 | 35,000 | $13.25 |
| 09/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 16,457 | 2,223 | 203,000 | 44,000 | $12.34 |
| 06/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 14,234 | -2,942 | 159,000 | -41,000 | $11.17 |
| 03/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 17,176 | 1,744 | 200,000 | 56,000 | $11.64 |
| 12/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 15,432 | 15,432 | 144,000 | 144,000 | $9.33 |
| 03/31/2016 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -2,110 | 0 | -15,000 | |
| 12/31/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -1,180 | 0 | -8,000 | |
| 09/30/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 1,180 | -930 | 8,000 | -7,000 | $6.78 |
| 06/30/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 2,110 | 53 | 15,000 | 0 | $7.11 |
| 03/31/2014 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 3,395 | 1,338 | 28,000 | 13,000 | $8.25 |
| 12/31/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 1,160 | -897 | 9,000 | -6,000 | $7.76 |
| 09/30/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 3,810 | 1,753 | 27,000 | 12,000 | $7.09 |
| 06/30/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 2,050 | -7 | 15,000 | 0 | $7.32 |
| 03/31/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 2,102 | 45 | 15,000 | 0 | $7.14 |
| 12/31/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 2,057 | -35,100 | 15,000 | -275,000 | $7.29 |
| 09/30/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 37,157 | -8,100 | 290,000 | -44,000 | $7.80 |
| 06/30/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 45,257 | 58 | 334,000 | -8,000 | $7.38 |
| 03/31/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 45,199 | 5,424 | 342,000 | 71,000 | $7.57 |
| 12/31/2011 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 29,799 | -9,976 | 217,000 | -54,000 | $7.28 |
| 09/30/2011 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 39,775 | -9,575 | 271,000 | -81,000 | $6.81 |
| 06/30/2011 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 49,350 | -8,840 | 352,000 | -101,000 | $7.13 |
| 03/31/2011 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 58,190 | 31,225 | 453,000 | 246,000 | $7.78 |
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