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AMERIPRISE FINANCIAL INC
> OPY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | OPPENHEIMER HOLDINGS INC | OPY | 51,347 | -6,278 | 2,063,122,000 | -192,878,000 | $40,179.99 |
| 03/31/2023 | OPPENHEIMER HOLDINGS INC | OPY | 57,625 | 2,409 | 2,256,000,000 | -81,000,000 | $39,149.67 |
| 12/31/2022 | OPPENHEIMER HOLDINGS INC | OPY | 55,216 | -5,434 | 2,337,000,000 | 2,335,122,000 | $42,324.69 |
| 09/30/2022 | OPPENHEIMER HOLDINGS INC | OPY | 60,650 | -18,405 | 1,878,000 | -735,000 | $30.96 |
| 06/30/2022 | OPPENHEIMER HOLDINGS INC | OPY | 79,055 | -2,589 | 2,613,000 | -945,000 | $33.05 |
| 03/31/2022 | OPPENHEIMER HOLDINGS INC | OPY | 81,644 | -263 | 3,558,000 | -240,000 | $43.58 |
| 12/31/2021 | OPPENHEIMER HOLDINGS INC | OPY | 81,907 | 62,828 | 3,798,000 | 2,934,000 | $46.37 |
| 09/30/2021 | OPPENHEIMER HOLDINGS INC | OPY | 19,079 | 216 | 864,000 | -96,000 | $45.29 |
| 06/30/2021 | OPPENHEIMER HOLDINGS INC | OPY | 18,863 | 268 | 960,000 | 215,000 | $50.89 |
| 03/31/2021 | OPPENHEIMER HOLDINGS INC | OPY | 18,595 | -4,975 | 745,000 | 4,000 | $40.06 |
| 12/31/2020 | OPPENHEIMER HOLDINGS INC | OPY | 23,570 | -19,667 | 741,000 | -224,000 | $31.44 |
| 09/30/2020 | OPPENHEIMER HOLDINGS INC | OPY | 43,237 | 17,044 | 965,000 | 394,000 | $22.32 |
| 06/30/2020 | OPPENHEIMER HOLDINGS INC | OPY | 26,193 | -1,407 | 571,000 | 26,000 | $21.80 |
| 03/31/2020 | OPPENHEIMER HOLDINGS INC | OPY | 27,600 | 1,745 | 545,000 | -165,000 | $19.75 |
| 12/31/2019 | OPPENHEIMER HOLDINGS INC | OPY | 25,855 | -13,200 | 710,000 | -464,000 | $27.46 |
| 09/30/2019 | OPPENHEIMER HOLDINGS INC | OPY | 39,055 | 0 | 1,174,000 | 111,000 | $30.06 |
| 06/30/2019 | OPPENHEIMER HOLDINGS INC | OPY | 39,055 | 0 | 1,063,000 | 47,000 | $27.22 |
| 03/31/2019 | OPPENHEIMER HOLDINGS INC | OPY | 39,055 | 20,085 | 1,016,000 | 532,000 | $26.01 |
| 12/31/2018 | OPPENHEIMER HOLDINGS INC | OPY | 18,970 | -500 | 484,000 | -132,000 | $25.51 |
| 09/30/2018 | OPPENHEIMER HOLDINGS INC | OPY | 19,470 | 10,810 | 616,000 | 373,000 | $31.64 |
| 06/30/2018 | OPPENHEIMER HOLDINGS INC | OPY | 8,660 | 0 | 243,000 | 20,000 | $28.06 |
| 03/31/2018 | OPPENHEIMER HOLDINGS INC | OPY | 8,660 | 0 | 223,000 | -9,000 | $25.75 |
| 12/31/2017 | OPPENHEIMER HOLDINGS INC | OPY | 8,660 | 8,660 | 232,000 | 232,000 | $26.79 |
| 03/31/2016 | OPPENHEIMER HOLDINGS INC | OPY | 0 | -440 | 0 | -11,000 | |
| 12/31/2014 | OPPENHEIMER HOLDINGS INC | OPY | 0 | -440 | 0 | -9,000 | |
| 09/30/2014 | OPPENHEIMER HOLDINGS INC | OPY | 440 | 0 | 9,000 | -2,000 | $20.45 |
| 06/30/2014 | OPPENHEIMER HOLDINGS INC | OPY | 440 | -39,017 | 11,000 | -670,000 | $25.00 |
| 03/31/2014 | OPPENHEIMER HOLDINGS INC | OPY | 640 | -38,817 | 18,000 | -663,000 | $28.13 |
| 12/31/2013 | OPPENHEIMER HOLDINGS INC | OPY | 640 | -38,817 | 16,000 | -665,000 | $25.00 |
| 09/30/2013 | OPPENHEIMER HOLDINGS INC | OPY | 1,289 | -38,168 | 23,000 | -658,000 | $17.84 |
| 06/30/2013 | OPPENHEIMER HOLDINGS INC | OPY | 1,338 | -38,119 | 26,000 | -655,000 | $19.43 |
| 03/31/2013 | OPPENHEIMER HOLDINGS INC | OPY | 1,390 | -38,067 | 27,000 | -654,000 | $19.42 |
| 12/31/2012 | OPPENHEIMER HOLDINGS INC | OPY | 39,457 | -21,430 | 681,000 | -290,000 | $17.26 |
| 09/30/2012 | OPPENHEIMER HOLDINGS INC | OPY | 60,887 | -27,010 | 971,000 | -410,000 | $15.95 |
| 06/30/2012 | OPPENHEIMER HOLDINGS INC | OPY | 87,897 | 395 | 1,381,000 | -137,000 | $15.71 |
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