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Castle Rock Wealth Management, LLC
> GAIN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 14,175 | 0 | 194,765,000 | 194,558,000 | $13,740.04 |
| 09/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 14,175 | 0 | 168,000 | -39,000 | $11.85 |
| 06/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 14,175 | 465 | 207,000 | 7,000 | $14.60 |
| 12/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 13,710 | 200,000 | 200,000 | $14.59 |
| 09/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -13,710 | 0 | -204,000 | |
| 06/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 13,710 | 204,000 | 204,000 | $14.88 |
| 12/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -13,710 | 0 | -122,000 | |
| 09/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 0 | 122,000 | -7,000 | $8.90 |
| 06/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 0 | 129,000 | -57,000 | $9.41 |
| 12/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 0 | 186,000 | 17,000 | $13.57 |
| 09/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 0 | 169,000 | 15,000 | $12.33 |
| 06/30/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 0 | 154,000 | -5,000 | $11.23 |
| 03/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 0 | 159,000 | 31,000 | $11.60 |
| 12/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 13,710 | 13,710 | 128,000 | 128,000 | $9.34 |
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