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FERRIS BAKER WATTS INCORPORATED
> GAIN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2008 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 700,693 | 50,863 | 3,440,000 | -1,031,000 | $4.91 |
| 09/30/2008 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 649,830 | 649,830 | 4,471,000 | 4,471,000 | $6.88 |
| 06/30/2008 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 683,098 | 683,098 | 4,392,000 | 4,392,000 | $6.43 |
| 03/31/2008 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 660,121 | 660,121 | 6,212,000 | 6,212,000 | $9.41 |
| 12/31/2007 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 687,068 | 687,068 | 6,740,000 | 6,740,000 | $9.81 |
| 09/30/2007 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 764,503 | 764,503 | 9,816,000 | 9,816,000 | $12.84 |
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