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RCG HOLDINGS LLC
> COWN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 10/01/2013 | Cowen Holdings, Inc. | COWN | 3,336,155 | -29,280,139 | 11,709,904 | -123,647,716 | $3.51 |
| 06/11/2013 | Cowen Holdings, Inc. | COWN | 8,312,148 | -24,304,146 | 27,097,602 | -108,260,018 | $3.26 |
| 03/08/2011 | Cowen Holdings, Inc. | COWN | 32,616,294 | -959,805 | 135,357,620 | -23,121,567 | $4.15 |
| 02/16/2011 | Cowen Holdings, Inc. | COWN | 33,576,099 | 0 | 158,479,187 | -4,364,893 | $4.72 |
| 12/29/2010 | Cowen Holdings, Inc. | COWN | 33,576,099 | -3,676,072 | 162,844,080 | -24,906,862 | $4.85 |
| 05/11/2010 | Cowen Holdings, Inc. | COWN | 37,252,171 | -284,655 | 187,750,942 | -86,267,888 | $5.04 |
| 11/02/2009 | Cowen Holdings, Inc. | COWN | 37,536,826 | 37,536,826 | 274,018,830 | 274,018,830 | $7.30 |
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