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DEUTSCHE BANK AG\
> PPCO
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2010 | PENWEST PHARMACEUTICALS CO | PPCO | 164,654 | -49,534 | 820,000 | 114,000 | $4.98 |
| 06/30/2010 | PENWEST PHARMACEUTICALS CO | PPCO | 214,188 | 213,688 | 706,000 | 705,000 | $3.30 |
| 05/14/2010 | PENWEST PHARMACEUTICALS CO | PPCO | 500 | 0 | 1,000 | 0 | $2.00 |
| 03/12/2010 | PENWEST PHARMACEUTICALS CO | PPCO | 500 | 0 | 1,000 | 0 | $2.00 |
| 12/31/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 500 | -200 | 1,000 | 0 | $2.00 |
| 09/30/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 700 | 200 | 1,000 | 0 | $1.43 |
| 06/30/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 500 | -138,020 | 1,000 | -214,000 | $2.00 |
| 03/31/2009 | PENWEST PHARMACEUTICALS CO | PPCO | 113,100 | -25,420 | 184,000 | -31,000 | $1.63 |
| 12/31/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 138,520 | 24,292 | 215,000 | -19,000 | $1.55 |
| 09/30/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 114,228 | 110,708 | 234,000 | 225,000 | $2.05 |
| 06/30/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 3,520 | 3,286 | 9,000 | 8,392 | $2.56 |
| 03/31/2008 | PENWEST PHARMACEUTICALS CO | PPCO | 234 | -1,604 | 608 | -9,392 | $2.60 |
| 12/31/2007 | PENWEST PHARMACEUTICALS CO | PPCO | 1,838 | -1,719 | 10,000 | -28,000 | $5.44 |
| 09/28/2007 | PENWEST PHARMACEUTICALS CO | PPCO | 3,557 | 3,557 | 38,000 | 38,000 | $10.68 |
| 06/03/2003 | PENWEST PHARMACEUTICALS CO | PPCO | 0 | -15,021 | 0 | -240,000 | |
| 03/31/2003 | PENWEST PHARMACEUTICALS CO | PPCO | 15,021 | -19,450 | 240,000 | -125,000 | $15.98 |
| 12/31/2002 | PENWEST PHARMACEUTICALS CO | PPCO | 34,471 | 20,400 | 365,000 | 249,000 | $10.59 |
| 09/30/2002 | PENWEST PHARMACEUTICALS CO | PPCO | 14,071 | -7,443 | 116,000 | -302,000 | $8.24 |
| 06/30/2002 | PENWEST PHARMACEUTICALS CO | PPCO | 21,514 | -18,300 | 418,000 | -353,000 | $19.43 |
| 03/31/2002 | PENWEST PHARMACEUTICALS CO | PPCO | 39,814 | 10,154 | 771,000 | 177,000 | $19.37 |
| 12/31/2001 | PENWEST PHARMACEUTICALS CO | PPCO | 29,660 | 29,660 | 594,000 | 594,000 | $20.03 |
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