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LPL Financial LLC
> GLAD
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | GLADSTONE CAPITAL CORP | GLAD | 342,418 | 24,521 | 3,218,734,000 | 160,562,000 | $9,400.01 |
| 12/31/2022 | GLADSTONE CAPITAL CORP | GLAD | 317,897 | 6,055 | 3,058,172,000 | 3,055,524,000 | $9,620.01 |
| 09/30/2022 | GLADSTONE CAPITAL CORP | GLAD | 311,842 | 16,022 | 2,648,000 | -337,000 | $8.49 |
| 06/30/2022 | GLADSTONE CAPITAL CORP | GLAD | 295,820 | 46,300 | 2,985,000 | 43,000 | $10.09 |
| 03/31/2022 | GLADSTONE CAPITAL CORP | GLAD | 249,520 | 7,621 | 2,942,000 | 138,000 | $11.79 |
| 12/31/2021 | GLADSTONE CAPITAL CORP | GLAD | 241,899 | -4,932 | 2,804,000 | 15,000 | $11.59 |
| 09/30/2021 | GLADSTONE CAPITAL CORP | GLAD | 246,831 | -608 | 2,789,000 | -39,000 | $11.30 |
| 06/30/2021 | GLADSTONE CAPITAL CORP | GLAD | 247,439 | 19,602 | 2,828,000 | 809,000 | $11.43 |
| 12/31/2020 | GLADSTONE CAPITAL CORP | GLAD | 227,837 | 29,538 | 2,019,000 | 550,000 | $8.86 |
| 09/30/2020 | GLADSTONE CAPITAL CORP | GLAD | 198,299 | 9,276 | 1,469,000 | 87,000 | $7.41 |
| 06/30/2020 | GLADSTONE CAPITAL CORP | GLAD | 189,023 | 583 | 1,382,000 | 323,000 | $7.31 |
| 03/31/2020 | GLADSTONE CAPITAL CORP | GLAD | 188,440 | 20,140 | 1,059,000 | -612,000 | $5.62 |
| 12/31/2019 | GLADSTONE CAPITAL CORP | GLAD | 168,300 | 20,264 | 1,671,000 | 228,000 | $9.93 |
| 09/30/2019 | GLADSTONE CAPITAL CORP | GLAD | 148,036 | 2,849 | 1,443,000 | 81,000 | $9.75 |
| 06/30/2019 | GLADSTONE CAPITAL CORP | GLAD | 145,187 | 6,109 | 1,362,000 | 109,000 | $9.38 |
| 03/31/2019 | GLADSTONE CAPITAL CORP | GLAD | 139,078 | 17,421 | 1,253,000 | 365,000 | $9.01 |
| 12/31/2018 | GLADSTONE CAPITAL CORP | GLAD | 121,657 | 24,250 | 888,000 | -37,000 | $7.30 |
| 09/30/2018 | GLADSTONE CAPITAL CORP | GLAD | 97,407 | -113,351 | 925,000 | -972,000 | $9.50 |
| 06/30/2018 | GLADSTONE CAPITAL CORP | GLAD | 210,758 | 13,572 | 1,897,000 | 201,000 | $9.00 |
| 03/31/2018 | GLADSTONE CAPITAL CORP | GLAD | 197,186 | 24,261 | 1,696,000 | 103,000 | $8.60 |
| 12/31/2017 | GLADSTONE CAPITAL CORP | GLAD | 172,925 | 39,816 | 1,593,000 | 328,000 | $9.21 |
| 09/30/2017 | GLADSTONE CAPITAL CORP | GLAD | 133,109 | -24,725 | 1,265,000 | -287,000 | $9.50 |
| 06/30/2017 | GLADSTONE CAPITAL CORP | GLAD | 157,834 | 157,834 | 1,552,000 | 1,552,000 | $9.83 |
| 09/30/2013 | GLADSTONE CAPITAL CORP | GLAD | 0 | -57,150 | 0 | -529,000 | |
| 06/30/2013 | GLADSTONE CAPITAL CORP | GLAD | 0 | -57,150 | 0 | -529,000 | |
| 03/31/2013 | GLADSTONE CAPITAL CORP | GLAD | 57,150 | -339 | 529,000 | 48,000 | $9.26 |
| 12/31/2012 | GLADSTONE CAPITAL CORP | GLAD | 57,489 | -5,423 | 481,000 | -69,000 | $8.37 |
| 09/30/2012 | GLADSTONE CAPITAL CORP | GLAD | 62,912 | 27,690 | 550,000 | 272,000 | $8.74 |
| 06/30/2012 | GLADSTONE CAPITAL CORP | GLAD | 35,222 | -1,898 | 278,000 | -23,000 | $7.89 |
| 03/31/2012 | GLADSTONE CAPITAL CORP | GLAD | 37,120 | 105 | 301,000 | 47,000 | $8.11 |
| 12/31/2011 | GLADSTONE CAPITAL CORP | GLAD | 37,061 | 46 | 283,000 | 29,000 | $7.64 |
| 09/30/2011 | GLADSTONE CAPITAL CORP | GLAD | 37,015 | 21,897 | 254,000 | 114,000 | $6.86 |
| 06/30/2011 | GLADSTONE CAPITAL CORP | GLAD | 15,118 | 15,118 | 140,000 | 140,000 | $9.26 |
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