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LPL Financial LLC
> SAR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | SARATOGA INVESTMENT CORP. | SAR | 64,884 | -3,580 | 1,640,274,000 | -104,886,000 | $25,280.10 |
| 12/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 68,464 | 1,912 | 1,745,160,000 | 1,743,778,000 | $25,490.18 |
| 09/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 66,552 | 2,541 | 1,382,000 | -152,000 | $20.77 |
| 06/30/2022 | SARATOGA INVESTMENT CORP. | SAR | 64,011 | -5,675 | 1,534,000 | -366,000 | $23.96 |
| 03/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 69,686 | -10,127 | 1,900,000 | -445,000 | $27.27 |
| 12/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 79,813 | 2,875 | 2,345,000 | 134,000 | $29.38 |
| 09/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 76,938 | 7,840 | 2,211,000 | 354,000 | $28.74 |
| 06/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 69,098 | 8,898 | 1,857,000 | 602,000 | $26.87 |
| 12/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 60,200 | 1,561 | 1,255,000 | 270,000 | $20.85 |
| 09/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 58,639 | -968 | 985,000 | 43,000 | $16.80 |
| 06/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 59,607 | 48,605 | 942,000 | 815,000 | $15.80 |
| 03/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 11,002 | -3,765 | 127,000 | -241,000 | $11.54 |
| 12/31/2019 | SARATOGA INVESTMENT CORP. | SAR | 14,767 | 14,767 | 368,000 | 368,000 | $24.92 |
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