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LPL Financial LLC
> GAIN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2023 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 186,793 | 2,356 | 2,475,013,000 | 93,929,000 | $13,250.03 |
| 12/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 184,437 | 27,277 | 2,381,084,000 | 2,379,182,000 | $12,910.01 |
| 09/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 157,160 | 42,771 | 1,902,000 | 291,000 | $12.10 |
| 06/30/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 114,389 | 2,501 | 1,611,000 | -194,000 | $14.08 |
| 03/31/2022 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 111,888 | 1,080 | 1,805,000 | -88,000 | $16.13 |
| 12/31/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 110,808 | -2,539 | 1,893,000 | 321,000 | $17.08 |
| 09/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 113,347 | 3,325 | 1,572,000 | -13,000 | $13.87 |
| 06/30/2021 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 110,022 | 16,008 | 1,585,000 | 636,000 | $14.41 |
| 12/31/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 94,014 | 3,881 | 949,000 | 129,000 | $10.09 |
| 09/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 90,133 | 4,326 | 820,000 | -59,000 | $9.10 |
| 06/30/2020 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 85,807 | 85,807 | 879,000 | 879,000 | $10.24 |
| 03/31/2019 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -11,060 | 0 | -103,000 | |
| 12/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 11,060 | -125,481 | 103,000 | -1,458,000 | $9.31 |
| 09/30/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 136,541 | -15,861 | 1,561,000 | -233,000 | $11.43 |
| 06/30/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 152,402 | 10,993 | 1,794,000 | 366,000 | $11.77 |
| 03/31/2018 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 141,409 | 72,060 | 1,428,000 | 654,000 | $10.10 |
| 12/31/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 69,349 | 53,856 | 774,000 | 627,000 | $11.16 |
| 09/30/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 15,493 | -978 | 147,000 | -8,000 | $9.49 |
| 06/30/2017 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 16,471 | 16,471 | 155,000 | 155,000 | $9.41 |
| 09/30/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -59,184 | 0 | -428,000 | |
| 06/30/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 0 | -59,184 | 0 | -428,000 | |
| 03/31/2013 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 59,184 | 8,012 | 428,000 | 62,000 | $7.23 |
| 12/31/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 51,172 | 10,980 | 366,000 | 52,000 | $7.15 |
| 09/30/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 40,192 | 15,697 | 314,000 | 133,000 | $7.81 |
| 06/30/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 24,495 | -2,327 | 181,000 | -22,000 | $7.39 |
| 03/31/2012 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 26,822 | 15,182 | 203,000 | 124,000 | $7.57 |
| 12/31/2011 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 12,425 | 785 | 90,000 | 11,000 | $7.24 |
| 09/30/2011 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 11,640 | 1,133 | 79,000 | 4,000 | $6.79 |
| 06/30/2011 | GLADSTONE INVESTMENT CORPORATION\DE | GAIN | 10,507 | 10,507 | 75,000 | 75,000 | $7.14 |
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