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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2023 | CATERPILLAR INC | CAT | 160,879 | -27,702 | 43,919,967,000 | -2,480,388,000 | $273,000.00 |
| 06/30/2023 | CATERPILLAR INC | CAT | 188,581 | -2,554 | 46,400,355,000 | 46,366,188,000 | $246,050.00 |
| 06/30/2022 | CATERPILLAR INC | CAT | 191,135 | 2,811 | 34,167,000 | -7,795,000 | $178.76 |
| 03/31/2022 | CATERPILLAR INC | CAT | 188,324 | -16,311 | 41,962,000 | -344,000 | $222.82 |
| 12/31/2021 | CATERPILLAR INC | CAT | 204,635 | 4,712 | 42,306,000 | 3,927,000 | $206.74 |
| 09/30/2021 | CATERPILLAR INC | CAT | 199,923 | 71,284 | 38,379,000 | 10,383,000 | $191.97 |
| 06/30/2021 | CATERPILLAR INC | CAT | 128,639 | -419 | 27,996,000 | -1,929,000 | $217.63 |
| 03/31/2021 | CATERPILLAR INC | CAT | 129,058 | -9,124 | 29,925,000 | 4,773,000 | $231.87 |
| 12/31/2020 | CATERPILLAR INC | CAT | 138,182 | 180 | 25,152,000 | 4,569,000 | $182.02 |
| 09/30/2020 | CATERPILLAR INC | CAT | 138,002 | 23,193 | 20,583,000 | 6,060,000 | $149.15 |
| 06/30/2020 | CATERPILLAR INC | CAT | 114,809 | -58,519 | 14,523,000 | -5,590,000 | $126.50 |
| 03/31/2020 | CATERPILLAR INC | CAT | 173,328 | 813 | 20,113,000 | -5,364,000 | $116.04 |
| 12/31/2019 | CATERPILLAR INC | CAT | 172,515 | -6,955 | 25,477,000 | 2,808,000 | $147.68 |
| 09/30/2019 | CATERPILLAR INC | CAT | 179,470 | 2,618 | 22,669,000 | -1,434,000 | $126.31 |
| 06/30/2019 | CATERPILLAR INC | CAT | 176,852 | 8,183 | 24,103,000 | 1,250,000 | $136.29 |
| 03/31/2019 | CATERPILLAR INC | CAT | 168,669 | -10,610 | 22,853,000 | 72,000 | $135.49 |
| 12/31/2018 | CATERPILLAR INC | CAT | 179,279 | 14,642 | 22,781,000 | -2,324,000 | $127.07 |
| 09/30/2018 | CATERPILLAR INC | CAT | 164,637 | 4,895 | 25,105,000 | 3,433,000 | $152.49 |
| 06/30/2018 | CATERPILLAR INC | CAT | 159,742 | 29,629 | 21,672,000 | 2,496,000 | $135.67 |
| 03/31/2018 | CATERPILLAR INC | CAT | 130,113 | -45,310 | 19,176,000 | -8,467,000 | $147.38 |
| 12/31/2017 | CATERPILLAR INC | CAT | 175,423 | -3,421 | 27,643,000 | 5,339,000 | $157.58 |
| 09/30/2017 | CATERPILLAR INC | CAT | 178,844 | -5,605 | 22,304,000 | 2,483,000 | $124.71 |
| 06/30/2017 | CATERPILLAR INC | CAT | 184,449 | 40 | 19,821,000 | 2,715,000 | $107.46 |
| 03/31/2017 | CATERPILLAR INC | CAT | 184,409 | 4,278 | 17,106,000 | 401,000 | $92.76 |
| 12/31/2016 | CATERPILLAR INC | CAT | 180,131 | -3,498 | 16,705,000 | 404,000 | $92.74 |
| 09/30/2016 | CATERPILLAR INC | CAT | 183,629 | -6,182 | 16,301,000 | 1,911,000 | $88.77 |
| 06/30/2016 | CATERPILLAR INC | CAT | 189,811 | 189,811 | 14,390,000 | 14,390,000 | $75.81 |
| 03/31/2016 | CATERPILLAR INC | CAT | 190,397 | 190,397 | 14,573,000 | 14,573,000 | $76.54 |
| 12/31/2015 | CATERPILLAR INC | CAT | 190,867 | 190,867 | 12,971,000 | 12,971,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 163,687 | 163,687 | 10,699,000 | 10,699,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 162,416 | 162,416 | 13,776,000 | 13,776,000 | $84.82 |
| 03/31/2015 | CATERPILLAR INC | CAT | 161,676 | 161,676 | 12,939,000 | 12,939,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 159,126 | 159,126 | 14,564,803,000 | 14,564,803,000 | $91,530.00 |
| 09/30/2014 | CATERPILLAR INC | CAT | 155,264 | 155,264 | 15,375,794,000 | 15,375,794,000 | $99,030.00 |
| 06/30/2014 | CATERPILLAR INC | CAT | 152,422 | 152,422 | 16,563,699,000 | 16,563,699,000 | $108,670.00 |
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