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UBS Group AG
> YUMA
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2019 | Yuma Energy, Inc. | YUMA | 45,838 | -12,597 | 9,000 | 2,000 | $0.20 |
| 03/31/2019 | Yuma Energy, Inc. | YUMA | 58,435 | 30,881 | 7,000 | 3,000 | $0.12 |
| 12/31/2018 | Yuma Energy, Inc. | YUMA | 27,554 | 15,019 | 4,000 | -1,000 | $0.15 |
| 09/30/2018 | Yuma Energy, Inc. | YUMA | 12,535 | 877 | 5,000 | -1,000 | $0.40 |
| 06/30/2018 | Yuma Energy, Inc. | YUMA | 11,658 | 10,929 | 6,000 | 5,000 | $0.51 |
| 12/31/2017 | Yuma Energy, Inc. | YUMA | 729 | -6,144 | 1,000 | -6,000 | $1.37 |
| 09/30/2017 | Yuma Energy, Inc. | YUMA | 6,873 | 2,606 | 7,000 | 3,000 | $1.02 |
| 06/30/2017 | Yuma Energy, Inc. | YUMA | 4,267 | 187 | 4,000 | -6,000 | $0.94 |
| 03/31/2017 | Yuma Energy, Inc. | YUMA | 4,080 | 204 | 10,000 | -3,000 | $2.45 |
| 12/31/2016 | Yuma Energy, Inc. | YUMA | 3,876 | 3,876 | 13,000 | 13,000 | $3.35 |
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