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UBS Group AG
> TCON
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | Tracon Pharmaceuticals, Inc. | TCON | 6,720 | -1,555 | 3,000 | -3,000 | $0.45 |
| 06/30/2019 | Tracon Pharmaceuticals, Inc. | TCON | 8,275 | -725 | 6,000 | -6,000 | $0.73 |
| 03/31/2019 | Tracon Pharmaceuticals, Inc. | TCON | 9,000 | 0 | 12,000 | 6,000 | $1.33 |
| 12/31/2018 | Tracon Pharmaceuticals, Inc. | TCON | 9,000 | -5,746 | 6,000 | -25,000 | $0.67 |
| 09/30/2018 | Tracon Pharmaceuticals, Inc. | TCON | 14,746 | 587 | 31,000 | -7,000 | $2.10 |
| 06/30/2018 | Tracon Pharmaceuticals, Inc. | TCON | 14,159 | 4,703 | 38,000 | 7,000 | $2.68 |
| 12/31/2017 | Tracon Pharmaceuticals, Inc. | TCON | 9,456 | 2,138 | 31,000 | 8,000 | $3.28 |
| 09/30/2017 | Tracon Pharmaceuticals, Inc. | TCON | 7,318 | -1,100 | 23,000 | 3,000 | $3.14 |
| 06/30/2017 | Tracon Pharmaceuticals, Inc. | TCON | 8,418 | 3,793 | 20,000 | 3,000 | $2.38 |
| 03/31/2017 | Tracon Pharmaceuticals, Inc. | TCON | 4,625 | 0 | 17,000 | -6,000 | $3.68 |
| 12/31/2016 | Tracon Pharmaceuticals, Inc. | TCON | 4,625 | -300 | 23,000 | -10,000 | $4.97 |
| 09/30/2016 | Tracon Pharmaceuticals, Inc. | TCON | 4,925 | 4,925 | 33,000 | 33,000 | $6.70 |
| 06/30/2016 | Tracon Pharmaceuticals, Inc. | TCON | 4,372 | 1,347 | 19,000 | -2,000 | $4.35 |
| 03/31/2016 | Tracon Pharmaceuticals, Inc. | TCON | 3,025 | 2,500 | 21,000 | 16,000 | $6.94 |
| 12/31/2015 | Tracon Pharmaceuticals, Inc. | TCON | 3,056 | 2,531 | 28,000 | 23,000 | $9.16 |
| 09/30/2015 | Tracon Pharmaceuticals, Inc. | TCON | 525 | -5,788 | 5,000 | -66,000 | $9.52 |
| 06/30/2015 | Tracon Pharmaceuticals, Inc. | TCON | 6,313 | 3,756 | 71,000 | 35,000 | $11.25 |
| 03/31/2015 | Tracon Pharmaceuticals, Inc. | TCON | 2,557 | 2,557 | 36,000 | 36,000 | $14.08 |
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