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NEW ENGLAND SECURITIES CORP
> FXD
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2014 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 4,865 | -30,360 | 174,000 | -954,000 | $35.77 |
| 09/30/2014 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 50,368 | 15,143 | 1,632,000 | 504,000 | $32.40 |
| 06/30/2014 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 42,591 | 7,366 | 1,416,000 | 288,000 | $33.25 |
| 03/31/2014 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 35,225 | 12,386 | 1,128,000 | 451,000 | $32.02 |
| 12/31/2013 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 22,497 | -342 | 726,000 | 49,000 | $32.27 |
| 09/30/2013 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 22,839 | 17,564 | 677,000 | 541,000 | $29.64 |
| 06/30/2013 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 8,320 | 3,045 | 226,000 | 90,000 | $27.16 |
| 03/31/2013 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 5,275 | 5,275 | 136,000 | 136,000 | $25.78 |
| 12/31/2012 | FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND | FXD | 3,501 | 3,501 | 79,000 | 79,000 | $22.56 |
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