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Smith Affiliated Capital Corp.
> ROK
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2017 | ROCKWELL AUTOMATION, INC | ROK | 532 | 0 | 94,808 | 11,970 | $178.21 |
| 03/31/2017 | ROCKWELL AUTOMATION, INC | ROK | 532 | 0 | 82,838 | -71,418,162 | $155.71 |
| 12/31/2016 | ROCKWELL AUTOMATION, INC | ROK | 532 | 0 | 71,501,000 | 6,416,000 | $134,400.38 |
| 09/30/2016 | ROCKWELL AUTOMATION, INC | ROK | 532 | 0 | 65,085,000 | 4,001,000 | $122,340.23 |
| 06/30/2016 | ROCKWELL AUTOMATION, INC | ROK | 532 | 532 | 61,084,000 | 61,084,000 | $114,819.55 |
| 03/31/2016 | ROCKWELL AUTOMATION, INC | ROK | 532 | 532 | 60,515,000 | 60,515,000 | $113,750.00 |
| 12/31/2015 | ROCKWELL AUTOMATION, INC | ROK | 532 | 532 | 54,589,000 | 54,589,000 | $102,610.90 |
| 09/30/2015 | ROCKWELL AUTOMATION, INC | ROK | 532 | 0 | 53,982,000 | -12,326,000 | $101,469.92 |
| 06/30/2015 | ROCKWELL AUTOMATION, INC | ROK | 532 | 532 | 66,308,000 | 66,308,000 | $124,639.10 |
| 03/31/2015 | ROCKWELL AUTOMATION, INC | ROK | 532 | 532 | 61,707,000 | 61,707,000 | $115,990.60 |
| 12/31/2014 | ROCKWELL AUTOMATION, INC | ROK | 532 | 0 | 59,158,000 | -7,103,000 | $111,199.25 |
| 09/30/2014 | ROCKWELL AUTOMATION, INC | ROK | 532 | 0 | 58,456,000 | -7,805,000 | $109,879.70 |
| 06/30/2014 | ROCKWELL AUTOMATION, INC | ROK | 380 | -152 | 42,815,000 | -23,446,000 | $112,671.05 |
| 03/31/2014 | ROCKWELL AUTOMATION, INC | ROK | 532 | 532 | 66,261,000 | 66,261,000 | $124,550.75 |
| 12/31/2013 | ROCKWELL AUTOMATION, INC | ROK | 532 | 212 | 62,861,000 | 39,383,000 | $118,159.77 |
| 09/30/2013 | ROCKWELL AUTOMATION, INC | ROK | 532 | 212 | 56,892,000 | 33,414,000 | $106,939.85 |
| 06/30/2013 | ROCKWELL AUTOMATION, INC | ROK | 532 | 212 | 44,230,000 | 20,752,000 | $83,139.10 |
| 03/31/2013 | ROCKWELL AUTOMATION, INC | ROK | 532 | 212 | 45,938,000 | 22,460,000 | $86,349.62 |
| 12/31/2012 | ROCKWELL AUTOMATION, INC | ROK | 320 | 0 | 26,877,000 | 3,399,000 | $83,990.63 |
| 09/30/2012 | ROCKWELL AUTOMATION, INC | ROK | 320 | 0 | 22,256,000 | -1,222,000 | $69,550.00 |
| 06/30/2012 | ROCKWELL AUTOMATION, INC | ROK | 220 | -100 | 9,357,000 | -14,121,000 | $42,531.82 |
| 03/31/2012 | ROCKWELL AUTOMATION, INC | ROK | 320 | 0 | 25,504,000 | 2,026,000 | $79,700.00 |
| 12/31/2011 | ROCKWELL AUTOMATION, INC | ROK | 320 | 320 | 23,478,000 | 23,478,000 | $73,368.75 |
| 09/30/2011 | ROCKWELL AUTOMATION, INC | ROK | 320 | 320 | 17,920,000 | 17,920,000 | $56,000.00 |
| 06/30/2011 | ROCKWELL AUTOMATION, INC | ROK | 320 | 320 | 27,763,000 | 27,763,000 | $86,759.38 |
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