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Barrett Asset Management, LLC
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2022 | CATERPILLAR INC | CAT | 3,874 | 584 | 863,000 | 183,000 | $222.77 |
| 12/31/2021 | CATERPILLAR INC | CAT | 3,290 | 740 | 680,000 | 190,000 | $206.69 |
| 09/30/2021 | CATERPILLAR INC | CAT | 2,550 | 0 | 490,000 | -65,000 | $192.16 |
| 06/30/2021 | CATERPILLAR INC | CAT | 2,550 | 0 | 555,000 | -36,000 | $217.65 |
| 03/31/2021 | CATERPILLAR INC | CAT | 2,550 | 0 | 591,000 | 211,000 | $231.76 |
| 12/31/2020 | CATERPILLAR INC | CAT | 2,550 | 0 | 464,000 | 84,000 | $181.96 |
| 09/30/2020 | CATERPILLAR INC | CAT | 2,550 | 0 | 380,000 | 57,000 | $149.02 |
| 06/30/2020 | CATERPILLAR INC | CAT | 2,550 | 550 | 323,000 | 91,000 | $126.67 |
| 03/31/2020 | CATERPILLAR INC | CAT | 2,000 | -200 | 232,000 | -93,000 | $116.00 |
| 12/31/2019 | CATERPILLAR INC | CAT | 2,200 | -200 | 325,000 | 22,000 | $147.73 |
| 09/30/2019 | CATERPILLAR INC | CAT | 2,400 | 0 | 303,000 | -24,000 | $126.25 |
| 06/30/2019 | CATERPILLAR INC | CAT | 2,400 | 0 | 327,000 | 2,000 | $136.25 |
| 03/31/2019 | CATERPILLAR INC | CAT | 2,400 | -100 | 325,000 | 7,000 | $135.42 |
| 12/31/2018 | CATERPILLAR INC | CAT | 2,500 | -2,500 | 318,000 | -444,000 | $127.20 |
| 09/30/2018 | CATERPILLAR INC | CAT | 5,000 | 0 | 762,000 | 84,000 | $152.40 |
| 06/30/2018 | CATERPILLAR INC | CAT | 5,000 | 0 | 678,000 | -59,000 | $135.60 |
| 03/31/2018 | CATERPILLAR INC | CAT | 5,000 | 0 | 737,000 | -51,000 | $147.40 |
| 12/31/2017 | CATERPILLAR INC | CAT | 5,000 | 0 | 788,000 | 164,000 | $157.60 |
| 09/30/2017 | CATERPILLAR INC | CAT | 5,000 | 0 | 624,000 | 87,000 | $124.80 |
| 06/30/2017 | CATERPILLAR INC | CAT | 5,000 | -300 | 537,000 | 45,000 | $107.40 |
| 12/31/2016 | CATERPILLAR INC | CAT | 5,300 | 300 | 492,000 | 113,000 | $92.83 |
| 09/30/2016 | CATERPILLAR INC | CAT | 5,000 | 0 | 444,000 | 65,000 | $88.80 |
| 06/30/2016 | CATERPILLAR INC | CAT | 5,000 | 0 | 379,000 | -4,000 | $75.80 |
| 03/31/2016 | CATERPILLAR INC | CAT | 5,000 | -9,128 | 383,000 | -782,000 | $76.60 |
| 12/31/2015 | CATERPILLAR INC | CAT | 5,000 | -10 | 340,000 | 13,000 | $68.00 |
| 09/30/2015 | CATERPILLAR INC | CAT | 5,010 | -15,951 | 327,000 | -1,592,000 | $65.27 |
| 06/30/2015 | CATERPILLAR INC | CAT | 5,010 | -15,951 | 425,000 | -1,494,000 | $84.83 |
| 03/31/2015 | CATERPILLAR INC | CAT | 5,510 | -15,451 | 441,000 | -1,478,000 | $80.04 |
| 12/31/2014 | CATERPILLAR INC | CAT | 20,961 | 6,833 | 1,919,000 | 754,000 | $91.55 |
| 09/30/2014 | CATERPILLAR INC | CAT | 19,811 | -2,655 | 1,962,000 | -479,000 | $99.04 |
| 06/30/2014 | CATERPILLAR INC | CAT | 22,466 | 8,338 | 2,441,000 | 1,276,000 | $108.65 |
| 03/31/2014 | CATERPILLAR INC | CAT | 22,047 | 5,419 | 2,191,000 | 804,000 | $99.38 |
| 12/31/2013 | CATERPILLAR INC | CAT | 17,727 | 1,099 | 1,610,000 | 223,000 | $90.82 |
| 09/30/2013 | CATERPILLAR INC | CAT | 16,628 | 2,500 | 1,387,000 | 222,000 | $83.41 |
| 06/30/2013 | CATERPILLAR INC | CAT | 14,128 | -1,508 | 1,165,000 | -195,000 | $82.46 |
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