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D. E. Shaw & Co., Inc.
> SAR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | SARATOGA INVESTMENT CORP. | SAR | 20,435 | 20,435 | 551,541,000 | 551,541,000 | $26,990.02 |
| 03/31/2022 | SARATOGA INVESTMENT CORP. | SAR | 0 | -19,747 | 0 | -580,000 | |
| 12/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 19,747 | 19,747 | 580,000 | 580,000 | $29.37 |
| 09/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 0 | -13,405 | 0 | -360,000 | |
| 06/30/2021 | SARATOGA INVESTMENT CORP. | SAR | 13,405 | -9,233 | 360,000 | -213,000 | $26.86 |
| 03/31/2021 | SARATOGA INVESTMENT CORP. | SAR | 22,638 | -21,925 | 573,000 | -356,000 | $25.31 |
| 12/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 44,563 | 11,401 | 929,000 | 372,000 | $20.85 |
| 09/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 33,162 | -3,320 | 557,000 | -19,000 | $16.80 |
| 06/30/2020 | SARATOGA INVESTMENT CORP. | SAR | 36,482 | -1,451 | 576,000 | 140,000 | $15.79 |
| 03/31/2020 | SARATOGA INVESTMENT CORP. | SAR | 37,933 | -115,152 | 436,000 | -3,383,000 | $11.49 |
| 12/31/2019 | SARATOGA INVESTMENT CORP. | SAR | 153,085 | 153,085 | 3,819,000 | 3,819,000 | $24.95 |
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