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Horizon Kinetics LLC
> JPC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2018 | NUVEEN PFD INCOME OPPRTNY FD | JPC | 0 | -22,865 | 0 | -212,000 | |
| 09/30/2018 | NUVEEN PFD INCOME OPPRTNY FD | JPC | 22,865 | -8,063 | 212,000 | -77,000 | $9.27 |
| 06/30/2018 | NUVEEN PFD INCOME OPPRTNY FD | JPC | 30,928 | -4,267 | 289,000 | -63,000 | $9.34 |
| 03/31/2018 | NUVEEN PFD INCOME OPPRTNY FD | JPC | 35,195 | -10,954 | 352,000 | -125,000 | $10.00 |
| 12/31/2017 | NUVEEN PFD INCOME OPPRTNY FD | JPC | 46,149 | -7,699 | 477,000 | -92,000 | $10.34 |
| 09/30/2017 | NUVEEN PFD INCOME OPPRTNY FD | JPC | 53,848 | -1,643 | 569,000 | -8,000 | $10.57 |
| 06/30/2017 | NUVEEN PFD INCOME OPPRTNY FD | JPC | 55,491 | 15,572 | 577,000 | 185,000 | $10.40 |
| 03/31/2017 | NUVEEN PFD INCOME OPPRTNY FD | JPC | 39,919 | 39,919 | 392,000 | 392,000 | $9.82 |
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