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Horizon Kinetics LLC
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2018 | GOLDMAN SACHS GROUP INC | GS | 0 | -2,286 | 0 | -513,000 | |
| 09/30/2018 | GOLDMAN SACHS GROUP INC | GS | 2,286 | -75 | 513,000 | -8,000 | $224.41 |
| 06/30/2018 | GOLDMAN SACHS GROUP INC | GS | 2,361 | -3 | 521,000 | -74,000 | $220.67 |
| 03/31/2018 | GOLDMAN SACHS GROUP INC | GS | 2,364 | 87 | 595,000 | 15,000 | $251.69 |
| 12/31/2017 | GOLDMAN SACHS GROUP INC | GS | 2,277 | -50 | 580,000 | 28,000 | $254.72 |
| 09/30/2017 | GOLDMAN SACHS GROUP INC | GS | 2,327 | -27 | 552,000 | 30,000 | $237.22 |
| 06/30/2017 | GOLDMAN SACHS GROUP INC | GS | 2,354 | 85 | 522,000 | 1,000 | $221.75 |
| 03/31/2017 | GOLDMAN SACHS GROUP INC | GS | 2,269 | 27 | 521,000 | -16,000 | $229.62 |
| 12/31/2016 | GOLDMAN SACHS GROUP INC | GS | 2,242 | 2,242 | 537,000 | 537,000 | $239.52 |
| 06/30/2016 | GOLDMAN SACHS GROUP INC | GS | 0 | -967 | 0 | -202,000 | |
| 09/30/2015 | GOLDMAN SACHS GROUP INC | GS | 0 | -967 | 0 | -202,000 | |
| 06/30/2015 | GOLDMAN SACHS GROUP INC | GS | 967 | 967 | 202,000 | 202,000 | $208.89 |
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