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Nuveen Asset Management, LLC
> PIPR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | PIPER SANDLER COMPANIES | PIPR | 288,436 | -9,022 | 37,283,237,000 | 37,242,006,000 | $129,260.00 |
| 03/31/2023 | PIPER SANDLER COMPANIES | PIPR | 297,458 | -22,079 | 41,231,000 | -369,000 | $138.61 |
| 12/31/2022 | PIPER SANDLER COMPANIES | PIPR | 319,537 | -48,006 | 41,600,000 | 3,104,000 | $130.19 |
| 09/30/2022 | PIPER SANDLER COMPANIES | PIPR | 367,543 | 1,934 | 38,496,000 | -2,949,000 | $104.74 |
| 06/30/2022 | PIPER SANDLER COMPANIES | PIPR | 365,609 | 440 | 41,445,000 | -6,121,000 | $113.36 |
| 03/31/2022 | PIPER SANDLER COMPANIES | PIPR | 365,169 | 1,765 | 47,566,000 | -2,751,000 | $130.26 |
| 09/30/2021 | PIPER SANDLER COMPANIES | PIPR | 363,404 | -21,500 | 50,317,000 | 449,000 | $138.46 |
| 06/30/2021 | PIPER SANDLER COMPANIES | PIPR | 384,904 | -50,431 | 49,868,000 | 2,133,000 | $129.56 |
| 03/31/2021 | PIPER SANDLER COMPANIES | PIPR | 435,335 | 266,702 | 47,735,000 | 30,719,000 | $109.65 |
| 12/31/2020 | PIPER SANDLER COMPANIES | PIPR | 168,633 | -283,581 | 17,016,000 | -15,996,000 | $100.91 |
| 09/30/2020 | PIPER SANDLER COMPANIES | PIPR | 452,214 | -75,937 | 33,012,000 | 1,766,000 | $73.00 |
| 06/30/2020 | PIPER SANDLER COMPANIES | PIPR | 528,151 | -22,175 | 31,246,000 | 3,416,000 | $59.16 |
| 03/31/2020 | PIPER SANDLER COMPANIES | PIPR | 550,326 | 38,465 | 27,830,000 | -13,088,000 | $50.57 |
| 12/31/2019 | PIPER SANDLER COMPANIES | PIPR | 511,861 | 15,292 | 40,918,000 | 3,437,000 | $79.94 |
| 09/30/2019 | PIPER SANDLER COMPANIES | PIPR | 496,569 | 20,143 | 37,481,000 | 2,096,000 | $75.48 |
| 06/30/2019 | PIPER SANDLER COMPANIES | PIPR | 476,426 | 24,525 | 35,385,000 | 2,473,000 | $74.27 |
| 03/31/2019 | PIPER SANDLER COMPANIES | PIPR | 451,901 | 19,499 | 32,912,000 | 4,443,000 | $72.83 |
| 12/31/2018 | PIPER SANDLER COMPANIES | PIPR | 432,402 | 1,042 | 28,469,000 | -4,465,000 | $65.84 |
| 09/30/2018 | PIPER SANDLER COMPANIES | PIPR | 431,360 | 53,416 | 32,934,000 | 3,889,000 | $76.35 |
| 06/30/2018 | PIPER SANDLER COMPANIES | PIPR | 377,944 | 186,883 | 29,045,000 | 13,177,000 | $76.85 |
| 03/31/2018 | PIPER SANDLER COMPANIES | PIPR | 191,061 | 191,061 | 15,868,000 | 15,868,000 | $83.05 |
| 09/30/2011 | PIPER SANDLER COMPANIES | PIPR | 0 | -104,309 | 0 | -12,000 | |
| 06/30/2011 | PIPER SANDLER COMPANIES | PIPR | 104,309 | -86,494 | 12,000 | -8,026,530 | $0.12 |
| 03/31/2011 | PIPER SANDLER COMPANIES | PIPR | 190,803 | 190,803 | 8,038,530 | 8,038,530 | $42.13 |
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